K Number
K203200
Date Cleared
2021-06-16

(230 days)

Product Code
Regulation Number
878.4040
Reference & Predicate Devices
Predicate For
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

Disposable Medical Surgical Face Mask is indicated as a protective nose and mouth covering for healthcare workers and patients involved in medical and surgical procedures. The masks are indicated in any procedure or situation where there is a risk of exposure to microorganisms and body fluids.

Device Description

Disposable Medical Surgical Face Mask is a single-use, three layer, flat-folded mask with ear loops and nose piece. The inner and outer layers are constructed of spun-bond polypropylene and the middle layer is constructed of melt blown polypropylene filter. The mask is held in place over the mouth and nose by two elastic loops welded to the facemask. The elastic loops are not made with natural rubber latex. The nose piece is made of malleable polyethylene with aluminum wire and allows the user to fit the facemask around their nose. Disposable Medical Surgical Face Mask is sold non-sterile and is intended to be a single use, disposable device.

AI/ML Overview

The provided document describes the acceptance criteria and the study that proves the performance of a Disposable Medical Surgical Face Mask.

Here's the breakdown of the requested information:

1. Table of acceptance criteria and the reported device performance

ItemStandardAcceptance CriteriaReported Device Performance
Fluid Resistance PerformanceASTM F1862: Standard Test Method for Resistance of Medical Face Masks to Penetration by Synthetic BloodLevel 3: 160 mm HgAll samples met the predetermined acceptance criteria.
Bacterial Filtration Efficiency (BFE)ASTM F2100-19: Standard Specification for Performance of Materials Used in Medical Face Masks≥ 98%All samples met the predetermined acceptance criteria.
Differential Pressure (Delta P)ASTM F2100-19: Standard Specification for Performance of Materials Used in Medical Face Masks< 6.0 mm H2O/cm2All samples met the predetermined acceptance criteria.
Particulate Filtration EfficiencyASTM F2100-19: Standard Specification for Performance of Materials Used in Medical Face Masks≥ 98% (referred to as Sub-Micron Particulate Filtration in comparison table)All samples met the predetermined acceptance criteria.
Flammability21 CFR 1610Class I, Does not IgniteAll samples met the predetermined acceptance criteria.
CytotoxicityISO 10993-5: Biological evaluation of medical devices — Part 5: Tests for in vitro cytotoxicityNon-cytotoxicAll samples met the predetermined acceptance criteria.
IrritationISO 10993-10: Biological evaluation of medical devices — Part 10: Tests for irritation and skin sensitizationNon-irritatingAll samples met the predetermined acceptance criteria.
SensitizationISO 10993-10: Biological evaluation of medical devices — Part 10: Tests for irritation and skin sensitizationNon-sensitizingAll samples met the predetermined acceptance criteria.

2. Sample size used for the test set and the data provenance

The document does not explicitly state the specific numerical sample size used for each test. Instead, it generically states "All samples met the predetermined acceptance criteria." for the results.

Regarding data provenance:

  • The tests were conducted as non-clinical data as per FDA document Guidance for Industry and FDA Staff: Surgical Masks – Premarket Notification [510(k)] Submissions.
  • The manufacturer is Guangdong Haiou Medical Apparatus Co., Ltd. located in China.

3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts

This information is not applicable and not provided in the document. The testing described is for a medical face mask, and involves objective performance criteria (e.g., filtration efficiency, fluid resistance) measured against established industry standards (ASTM, ISO, CFR). It does not involve human expert interpretation of images or other data to establish a "ground truth" in the way an AI diagnostic device would.

4. Adjudication method for the test set

This information is not applicable and not provided in the document for the reasons stated in point 3.

5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

This information is not applicable and not provided in the document. This is not a study involving human readers or AI assistance. It's a performance test for a physical medical device.

6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

This information is not applicable and not provided in the document. The device is a physical face mask, not an algorithm.

7. The type of ground truth used

The "ground truth" for the performance of the Disposable Medical Surgical Face Mask is established by objective measurements against recognized industry standards and regulatory requirements. These include:

  • ASTM F1862 (Fluid Resistance)
  • ASTM F2100-19 (Bacterial Filtration Efficiency, Differential Pressure, Particulate Filtration Efficiency)
  • 21 CFR 1610 (Flammability)
  • ISO 10993-5 (Cytotoxicity)
  • ISO 10993-10 (Irritation and Sensitization)

8. The sample size for the training set

This information is not applicable and not provided in the document. There is no "training set" as this is not a machine learning or AI-based device.

9. How the ground truth for the training set was established

This information is not applicable and not provided for the reasons stated in point 8.

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Image /page/0/Picture/0 description: The image contains the logo of the U.S. Food and Drug Administration (FDA). The logo consists of two parts: a symbol representing the Department of Health & Human Services on the left, and the text "FDA U.S. FOOD & DRUG ADMINISTRATION" in blue on the right. The text is arranged in three lines, with "FDA" in a larger font size and a blue square behind it.

June 16, 2021

Guangdong Haiou Medical Apparatus Co., Ltd. % Salon Chen System Engineer IMD Medical & Drug technology service institutions Tianbao office room 225,Sha Tai Road No.209 ShenZhen city, Guangdong Province 518117 China

Re: K203200

Trade/Device Name: Disposable Medical Surgical Face Mask Regulation Number: 21 CFR 878.4040 Regulation Name: Surgical Apparel Regulatory Class: Class II Product Code: FXX Dated: May 13, 2021 Received: May 13, 2021

Dear Salon Chen:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal

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statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about medical devices and radiation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely,

Clarence W. Murray, III, Ph.D. Acting Assistant Director DHT4B: Division of Infection Control and Plastic Surgery Devices OHT4: Office of Surgical and Infection Control Devices Office of Product Evaluation and Ouality Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known) K203200

Device Name

Disposable Medical Surgical Face Mask

Indications for Use (Describe)

Disposable Medical Surgical Face Mask is indicated as a protective nose and mouth covering for healthcare workers and patients involved in medical and surgical procedures. The masks are indicated in any procedure or situation where there is a risk of exposure to microorganisms and body fluids.

Type of Use (Select one or both, as applicable)

| Prescription Use (Part 21 CFR 801 Subpart D)

X Over-The-Counter Use (21 CFR 801 Subpart C)

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510(k) Summary

1. Submitter's Information

  • Company Name: Guangdong Haiou Medical Apparatus Co., Ltd.

  • Establishment Registration Number: 3010596027

  • Address:Nanyuan Industrial Zone, North Liusha, Puning City, Guangdong, China

  • Phone:+86-663-2758666

  • Fax: +86-663-2905999

  • Contact Person(Title):Zhang Zhuo Xuan(General Manager) >
  • ア E-mail: hoyl@haiou.net.cn
  • Device Information 2.
  • Trade Name: Disposable Medical Surgical Face Mask

  • Common Name: Mask,Surgical

  • Classification Name: Surgical Apparel

  • Model: HO-KZ01

  • 510(k) Number: K203200

  • Classification 3.
  • Classification Product Code: FXX

  • Regulation Number: 21 CFR 878.4040

  • Classification: Class II

  • Review Panel: General Hospital

  • Predicate Device Information: 4.

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  • 510(k) Number: K201137 >
  • Predicate Device Name: ASEPT® Surgical Face Mask

  • Manufacturer: PFM Medical, Inc.

  • This predicate has not been subject to a design-related recall

  • No reference devices were used in this submission.

5. Application Correspondent

  • Company Name: IMD Medical & Drug technology service institutions

  • Phone: +86-18613190779

  • Fax: +86-755-62809168

  • Contact Person(Title): Salon Chen (System engineer)

  • E-mail: 33999439@qq.com

6. Device Description

Disposable Medical Surgical Face Mask is a single-use, three layer, flat-folded mask with ear loops and nose piece. The inner and outer layers are constructed of spun-bond polypropylene and the middle layer is constructed of melt blown polypropylene filter. The mask is held in place over the mouth and nose by two elastic loops welded to the facemask. The elastic loops are not made with natural rubber latex. The nose piece is made of malleable polyethylene with aluminum wire and allows the user to fit the facemask around their nose. Disposable Medical Surgical Face Mask is sold non-sterile and is intended to be a single use, disposable device.

7. Indications for Use Statement

Disposable Medical Surgical Face Mask is indicated as a protective nose and mouth covering for healthcare workers and patients involved in medical and surgical procedures. The masks are indicated in any procedure or situation where there is a risk of exposure to microorganisms and body fluids.

Comparison to the Predicate Device 8.

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Elements of ComparisonProposed DevicePredicate DeviceJudgment
Company NameGuangdong Haiou MedicalApparatus Co., Ltd..PFM Medical, Inc./
Device NameDisposable MedicalSurgical Face MaskASEPT® Surgical Face Mask/
510(k) NumberK203200K201137/
Classification Product CodeFXXFXXSame
Regulation21 CFR 878.404021 CFR 878.4040Same
Classification NameSurgical ApparelSurgical ApparelSame
Class22Same
Prescription or OTCOTCOTCSame
Intended Use & Indications for UseDisposable MedicalSurgical Face Mask isindicated as a protectivenose and mouth coveringfor healthcare workers andpatients involved inmedical and surgicalprocedures. The masksare indicated in anyprocedure or situationwhere there is a risk ofexposure tomicroorganisms and bodyfluids.The ASEPT® SurgicalFace Mask is indicated asa protective nose andmouth covering forhealthcare workers andpatients involved inmedical and surgicalprocedures. The masksare indicated in anyprocedure or situationwhere there is a risk ofexposure tomicroorganisms and bodyfluids.Same

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Inner and OuterLayersSpun-bond polypropyleneSpun-bond polypropylene
MaterialsMiddle LayerMelt blown polypropylenefilterMelt blown polypropylenefilterSame
Ear LoopsPolyesterPolyester
Nose PieceMalleable polyethylenewith aluminum wireMalleable polyethylenewith aluminum wire
Dimension17.5cm length x 9.5cmheight17.5cm length x 9.5cmheightSame
Mask StylePleatedPleatedSame
Design FeaturesMalleable nosepiece, flatpleated,elastic ear loopsMalleable nosepiece, flatpleated,elastic ear loopsSame
SterilityNon-sterileNon-sterileSame
UseSingle Use,DisposableSingle Use,DisposableSame
ColorBlue and WhiteBlue and WhiteSame
ASTM F2100 levelLevel 3Level 2Different1
Resistance to Penetration bySynthetic BloodLevel 3: 160 mm HgLevel 2: 120 mm Hg
Differential PressureLevel 3: < 6.0Level 2: <6.0Same
FlammabilityClass 1Class 1Same
Bacterial Filtration Efficiency(BFE)Level 3: ≥ 98Level 2: ≥ 98Same
Sub-Micron Particulate FiltrationLevel 3: ≥ 98Level 2: ≥ 98Same
BiocompatibilityCytotoxicity,ISO10993-5:2009Non-cytotoxicNon-cytotoxicSame
Irritation,ISO10993-10:2002Non-irritatingNon-irritating
Sensitization,ISO10993010:2002Non-sensitizingNon-sensitizing

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Analysis:

Different 1:According to ASTM F2100 standard and test result, Haiou's Disposable Medical Surgical Face Mask ratings is level 3, the level 3 performance is the better than the level 2 performance in ASTM F2100 standard,thus,Haiou's Disposable Medical Surgical Face Mask is safe.

9. Non-Clinical Test Conclusion

Non-clinical data:

Per FDA document Guidance for Industry and FDA Staff: Surgical Masks – Premarket Notification [510(k)] Submissions, the below testing has been completed on the subject device:

ItemStandardAcceptance CriteriaResults
Fluid ResistancePerformanceASTM F1862:Standard Test Methodfor Resistance ofMedical Face Masks toPenetration bySynthetic BloodLevel 3:160 mm HgAll samples met thepredeterminedacceptance criteria.
Bacterial FiltrationEfficiencyASTM F2100-19:Standard Specificationfor Performance ofMaterials Used inMedical Face Masks$\ge$ 98%All samples met thepredeterminedacceptance criteria.
Differential PressureASTM F2100-19:< 6.0 mm H2 O/cm2All samples met the
(Delta P)Standard Specificationpredetermined
for Performance ofacceptance criteria.
Materials Used in
Medical Face Masks
ASTM F2100-19:All samples met the
Particulate FiltrationStandard Specification> 98%predetermined
Efficiencyfor Performance ofacceptance criteria.
Materials Used in
Medical Face Masks
All samples met the
Flammability21 CFR 1610Class I, Does not Ignitepredetermined
acceptance criteria.
ISO 10993-5:
Biological evaluationAll samples met the
Cytotoxicityof medical devicesNon-cytotoxicpredetermined
— Part 5: Testsacceptance criteria.
for in vitro
cytotoxicity
ISO 10993-10:All samples met the
IrritationBiologicalNon-irritating
evaluation of medicalpredetermined
acceptance criteria.
devices —
Part 10: Tests for
irritation andskin sensitization
SensitizationISO 10993-10:Biologicalevaluation of medical devices —Part 10: Tests forirritation andskin sensitizationNon-sensitizingAll samples met thepredeterminedacceptance criteria.

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10. Conclusion

The conclusion drawn from the nonclinical tests demonstrates that the subject device in 510(k) Disposable Medical Surgical Face Mask is as safe, as effective, and performs as well as or better than the legally marketed predicate device cleared under K201137.

§ 878.4040 Surgical apparel.

(a)
Identification. Surgical apparel are devices that are intended to be worn by operating room personnel during surgical procedures to protect both the surgical patient and the operating room personnel from transfer of microorganisms, body fluids, and particulate material. Examples include surgical caps, hoods, masks, gowns, operating room shoes and shoe covers, and isolation masks and gowns. Surgical suits and dresses, commonly known as scrub suits, are excluded.(b)
Classification. (1) Class II (special controls) for surgical gowns and surgical masks. A surgical N95 respirator or N95 filtering facepiece respirator is not exempt if it is intended to prevent specific diseases or infections, or it is labeled or otherwise represented as filtering surgical smoke or plumes, filtering specific amounts of viruses or bacteria, reducing the amount of and/or killing viruses, bacteria, or fungi, or affecting allergenicity, or it contains coating technologies unrelated to filtration (e.g., to reduce and or kill microorganisms). Surgical N95 respirators and N95 filtering facepiece respirators are exempt from the premarket notification procedures in subpart E of part 807 of this chapter subject to § 878.9, and the following conditions for exemption:(i) The user contacting components of the device must be demonstrated to be biocompatible.
(ii) Analysis and nonclinical testing must:
(A) Characterize flammability and be demonstrated to be appropriate for the intended environment of use; and
(B) Demonstrate the ability of the device to resist penetration by fluids, such as blood and body fluids, at a velocity consistent with the intended use of the device.
(iii) NIOSH approved under its regulation.
(2) Class I (general controls) for surgical apparel other than surgical gowns and surgical masks. The class I device is exempt from the premarket notification procedures in subpart E of part 807 of this chapter subject to § 878.9.