K Number
K202191
Device Name
Surgical Mask
Date Cleared
2021-03-29

(236 days)

Product Code
Regulation Number
878.4040
Reference & Predicate Devices
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The Surgical Masks are intended to be worn to protect both the patient and healthcare personnel from transfer of microorganisms, body fluids and particulate material. These face masks are intended for use in infection control practices to reduce the potential exposure to blood and body fluids. This is a single use, disposable device(s), provided non-sterile.

Device Description

The Surgical Masks are single use, three-layer, flat-pleated masks with ear loops and nose clip.
Two layers of polypropylene non-woven fabric, with a layer of polypropylene melt-blown filter cloth in the middle; plastic nose clip, ear loop is spandex elastic belt.
The ear loops are held in place over the users' mouth and nose by two elastic ear loops welded to the mask. The elastic ear loops are not made with natural rubber latex.
The nose clip in the layers of mask is to allow the user to fit the mask around their nose, which is made of malleable polyethylene wire.
The surgical masks will be provided in blue. The surgical masks are sold non-sterile and are intended to be single use, disposable devices.

AI/ML Overview

This document describes the acceptance criteria and performance of the Wuhan Zonsen Medical Products Co., Ltd SURGICAL MASK (Model: ZSFM 21, barrier level 2, blue).

1. Table of Acceptance Criteria and Reported Device Performance:

ItemAcceptance Criteria (Level 2)Reported Device Performance (K202191)Result
Fluid Resistance (ASTM F1862)29 out of 32 pass at 120 mmHg32 out of 32 pass at 120 mmHg, 3 lotsSimilar
Particulate Filtration Efficiency (ASTM F2299)≥ 98%Pass at 98.1%Similar
Bacterial Filtration Efficiency (ASTM F2101)≥ 98%Pass at 99.9%Similar
Differential Pressure (Delta P) (EN 14683 Annex C)< 6.0 mmH₂O/cm²Pass at 4.7, 4.9, 4.7 mmH₂O/cm²Similar
Flammability (CFR 1610)Class 1Class 1Similar
Biocompatibility - CytotoxicityNon-cytotoxicNon-cytotoxicSame
Biocompatibility - IrritationNon-irritatingNon-irritatingSame
Biocompatibility - SensitizationNon-sensitizingNon-sensitizingSame

2. Sample size used for the test set and the data provenance:

  • Fluid Resistance (ASTM F1862): 3 lots of the proposed device were tested, with 32 samples per lot (total 96 samples).
  • Particulate Filtration Efficiency (ASTM F2299), Bacterial Filtration Efficiency (ASTM F2101), Differential Pressure (Delta P), Flammability: The document states "Pass at" for these tests, implying testing was conducted on samples of the device. The exact sample sizes for these specific tests are not explicitly quantified beyond a general implication of adequate testing to assess compliance.
  • Biocompatibility: The document states "Under the conditions of the study," indicating specific samples were used for these assays.
  • Data Provenance: The document does not explicitly state the country of origin of the data for the testing. However, the manufacturer is Wuhan Zonsen Medical Products Co., Ltd in China, suggesting the testing was likely conducted in China or a laboratory commissioned by them. The studies appear to be non-clinical (laboratory-based) and conducted specifically for this premarket notification. Therefore, this testing can be considered prospective in relation to this submission.

3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts:

This document describes non-clinical performance testing of a surgical mask, not a diagnostic device that requires expert interpretation for ground truth. Therefore, the concept of "experts used to establish ground truth" with specific qualifications (like radiologists) is not applicable here. The ground truth is defined by the standardized testing methodologies (e.g., ASTM F1862, ASTM F2299, ASTM F2101, EN 14683, CFR 1610, ISO 10993) and their respective acceptance criteria.

4. Adjudication method for the test set:

Not applicable. This is not a human-reader-based assessment requiring adjudication. The results are based on objective measurements and compliance with scientific standards.

5. If a multi-reader multi-case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:

Not applicable. This document is for a surgical mask, not an AI-powered diagnostic or assistive technology.

6. If a standalone (i.e., algorithm only without human-in-the-loop performance) was done:

Not applicable. This document is for a physical medical device (surgical mask), not an algorithm or software.

7. The type of ground truth used:

The "ground truth" for the performance characteristics of the surgical mask is established by standardized laboratory testing protocols and their defined acceptance criteria. These standards are recognized industry-wide and often mandated by regulatory bodies like the FDA. Examples include:

  • ASTM F1862 for Fluid Resistance
  • ASTM F2299 for Particulate Filtration Efficiency
  • ASTM F2101 for Bacterial Filtration Efficiency
  • EN 14683 Annex C for Differential Pressure
  • CFR 1610 for Flammability
  • ISO 10993 for Biocompatibility (cytotoxicity, irritation, sensitization)

8. The sample size for the training set:

Not applicable. This document describes the performance of a physical device, not a machine learning model that requires a training set.

9. How the ground truth for the training set was established:

Not applicable. As this is not a machine learning model, there is no training set or ground truth in that context.

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Image /page/0/Picture/0 description: The image shows the logo of the U.S. Food and Drug Administration (FDA). On the left is the Department of Health & Human Services logo. To the right of that is the FDA logo, which is a blue square with the letters "FDA" in white. To the right of the square is the text "U.S. FOOD & DRUG ADMINISTRATION" in blue.

March 29, 2021

Wuhan Zonsen Medical Products Co., Ltd % Ivy Wang Technical Manager Shanghai Sungo Management Consulting Company Limited 13th Floor, 1500# Central Avenue Shanghai, Shanghai 200122 China

Re: K202191

Trade/Device Name: Surgical Mask (Model: ZSFM 21, barrier level 2, blue) Regulation Number: 21 CFR 878.4040 Regulation Name: Surgical Apparel Regulatory Class: Class II Product Code: FXX Dated: February 23, 2021 Received: February 26, 2021

Dear Ivy Wang:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

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Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about medical devices and radiation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely,

For Clarence W. Murray III, Ph.D. Assistant Director DHT4B: Division of Infection Control and Plastic Surgery Devices OHT4: Office of Surgical and Infection Control Devices Office of Product Evaluation and Quality Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known) K202191

Device Name Surgical Mask Model: ZSFM 21, barrier level 2, blue

Indications for Use (Describe)

The Surgical Masks are intended to be worn to protect both the patient and healthcare personnel from transfer of microorganisms, body fluids and particulate material. These face masks are intended for use in infection control practices to reduce the potential exposure to blood and body fluids. This is a single use, disposable device(s), provided non-sterile.

Type of Use (Select one or both, as applicable)
-------------------------------------------------

| | Prescription Use (Part 21 CFR 801 Subpart D)

X Over-The-Counter Use (21 CFR 801 Subpart C)

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510(K) Summary

K202191

Date of Summary prepared: 2021-02-22

A. Applicant:

Wuhan Zonsen Medical Products Co., Ltd Address: Chengbei Industry Zone, Zhucheng Avenue, Xinzhou District, Wuhan City, Hubei Contact Person: Shirly Xi Tel: +86-15827495791 Fax: +86-27-82737771 Email: xixl@zonsenmed.com

Submission Correspondent: Primary contact: Ms. Ivy Wang Shanghai SUNGO Management Consulting Co., Ltd. Room 1309, Dongfang Building, 1500# Century Ave., Shanghai 200122, China Tel: +86-21-58817802 Email: haiyu.wang@sungoglobal.com Secondary contact: Mr. Raymond Luo Room 1309, Dongfang Building, 1500# Century Ave., Shanghai 200122, China Tel: +86-21-68828050 Email: fda.sungo@gmail.com

B. Device:

Trade Name: SURGICAL MASK Common Name: SURGICAL FACE MASK Model: ZSFM 21, barrier level 2, blue

Regulatory Information Classification Name: Surgical Face Mask Classification: Class II Product code: FXX Regulation Number: 878.4040 Review Panel: Surgical Apparel

C. Predicate device:

K153496 Disposable Surgical Face Mask Xiantao Rayxin Medical Products Co., Ltd.

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D. Indications for use of the device:

The surgical masks are intended to be worn to protect both the patient and healthcare personnel from transfer of microorganisms, body fluids and particulate material. These face masks are intended for use in infection control practices to reduce the potential exposure to blood and body fluids. This is a single use, disposable device(s), provided non-sterile.

E. Device Description:

The Surgical Masks are single use, three-layer, flat-pleated masks with ear loops and nose clip.

Two layers of polypropylene non-woven fabric, with a layer of polypropylene melt-blown filter cloth in the middle; plastic nose clip, ear loop is spandex elastic belt.

The ear loops are held in place over the users' mouth and nose by two elastic ear loops welded to the mask. The elastic ear loops are not made with natural rubber latex.

The nose clip in the layers of mask is to allow the user to fit the mask around their nose, which is made of malleable polyethylene wire.

The surgical masks will be provided in blue. The surgical masks are sold non-sterile and are intended to be single use, disposable devices.

F. Comparison with predicate device

Table 1 General Comparison

DeviceProposed DevicePredicate DeviceResult
ManufacturerWuhan Zonsen Medical Products Co., LtdXiantao Rayxin Medical Products Co., ltd.-
510K numberK202191K153496-
Model NameSURGICAL MASKSURGICAL FACE MASKSimilar
ClassificationClass II Device, FXX (21 CFR878.4040)Class II Device, FXX (21 CFR878.4040)Same
Intend useThe surgical masks are intended to be worn to protect both the patient and healthcare personnel from transfer of microorganisms, body fluids and particulate material. These face masks are intended for use in infection control practices to reduce the potential exposure to blood and body fluids. This is a single use, disposable device(s), provided non-sterile.The Disposable Surgical Face Masks are intended to be worn to protect both the patient and healthcare personnel from transfer of microorganisms, body fluids and particulate material. These face masks are intended for use in infection control practices to reduce the potential exposure to blood and body fluids. This is a single use, disposable device(s), provided non-sterile.Same
Design featureEar Loops, Flat Pleated, 3 layersEar Loops, Tie-On, Flat Pleated, 3 layersSimilar
MaterialOuter facingSpun-bond polypropyleneSpun-bond polypropyleneSame

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layer
Middle layerMelt blown polypropylene filterMelt blown polypropylene filterSame
Inner facing layerSpun-bond polypropyleneSpun-bond polypropyleneSame
Nose clampMalleable polyethylene wireMalleable aluminum wireDifferent
Ear loopsSpandexPolyesterDifferent
ColorBlueBlueSame
Dimension (Length)17.5cm±1cm17.5cm±1cmSame
Dimension (Width)9.5cm±1cm9.5cm±1cmSame
OTC useYesYesSame
SterilityNon-SterileNon-SterileSame
UseSingle Use, DisposableSingle Use, DisposableSame
ASTM F2100 LevelLevel 2Level 2Same
BiocompatibilityISO10993ISO10993Same

G. Summary of Technological Characteristics

Non-clinical tests were conducted to verify that the proposed device met all design specifications as was similar to the predicate device. The test results demonstrated that the proposed device complies with ASTM F2100 and the requirements stated in the Guidance for Industry and FDA Staff: Surgical Masks – Premarket Notification [510(k)] Submission issued on March 5, 2004. Table 2 shows the comparison of performance testing between subject surgical masks and predicate surgical face mask. Table 3 shows the comparison of biocompatibility between subject surgical masks and predicate surgical face mask.

ItemProposed device(K202191)Predicate device(K153496)Acceptance Criteria(level 2)Result
Fluid ResistancePerformanceASTM F186232 out of 32 pass at120 mmHg, 3 lots32 out of 32 pass at120 mmHg29 out of 32 pass at120 mmHgSimilar
ParticulateFiltrationEfficiency ASTMF2299Pass at 98.1%Pass at 98.46%≥ 98%Similar
Bacterial FiltrationEfficiency ASTMF2101Pass at 99.9%Pass at 98.7%≥ 98%Similar
DifferentialPressure (Delta P)EN 14683 Annex CPass at 4.7, 4.9, 4.7mmH2O/cm²Pass at4.2mmH2O/cm²< 6.0mmH2O/cm²Similar
Flammability16 Class 1Class 1Class 1Similar

Table 2 - Comparison of Performance Testing

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CFR 1610
------------------

Table 3 Biocompatibility Comparison

ItemProposed device (K202191)Predicate device (K153496)Result
CytotoxicityUnder the conditions of the study, the device is non-cytotoxic.Under the conditions of the study, the device is non-cytotoxic.Same
IrritationUnder the conditions of the study, the device is non-irritating.Under the conditions of the study, the device is non-irritating.Same
SensitizationUnder the conditions of the study, the device is non-sensitizingUnder the conditions of the study, the device is non-sensitizingSame

H. Clinical Test Conclusion

No clinical study is included in this submission.

Conclusion l.

The conclusions drawn from the nonclinical tests demonstrate that the subject device is as safe, as effective, and performs as well as or better than the legally marketed predicate device K153496.

§ 878.4040 Surgical apparel.

(a)
Identification. Surgical apparel are devices that are intended to be worn by operating room personnel during surgical procedures to protect both the surgical patient and the operating room personnel from transfer of microorganisms, body fluids, and particulate material. Examples include surgical caps, hoods, masks, gowns, operating room shoes and shoe covers, and isolation masks and gowns. Surgical suits and dresses, commonly known as scrub suits, are excluded.(b)
Classification. (1) Class II (special controls) for surgical gowns and surgical masks. A surgical N95 respirator or N95 filtering facepiece respirator is not exempt if it is intended to prevent specific diseases or infections, or it is labeled or otherwise represented as filtering surgical smoke or plumes, filtering specific amounts of viruses or bacteria, reducing the amount of and/or killing viruses, bacteria, or fungi, or affecting allergenicity, or it contains coating technologies unrelated to filtration (e.g., to reduce and or kill microorganisms). Surgical N95 respirators and N95 filtering facepiece respirators are exempt from the premarket notification procedures in subpart E of part 807 of this chapter subject to § 878.9, and the following conditions for exemption:(i) The user contacting components of the device must be demonstrated to be biocompatible.
(ii) Analysis and nonclinical testing must:
(A) Characterize flammability and be demonstrated to be appropriate for the intended environment of use; and
(B) Demonstrate the ability of the device to resist penetration by fluids, such as blood and body fluids, at a velocity consistent with the intended use of the device.
(iii) NIOSH approved under its regulation.
(2) Class I (general controls) for surgical apparel other than surgical gowns and surgical masks. The class I device is exempt from the premarket notification procedures in subpart E of part 807 of this chapter subject to § 878.9.