K Number
K192174
Date Cleared
2019-11-15

(95 days)

Product Code
Regulation Number
876.1500
Reference & Predicate Devices
Predicate For
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

Upon intravenous administration of SPY AGENT™ GREEN (Indocyanine green for injection, USP) the SPY-PHI System is used with SPY AGENT™ GREEN to perform intraoperative fluorescence angiography. The SPY-PHI System is indicated for use in adult and pediatric patients one month of age and older.

The SPY-PHI System is indicated for fluorescence imaging of blood flow and tissue perfusion before, during, and after: vascular, gastrointestinal, organ transplant, and plastic, micro- and reconstructive surgical procedures.

Device Description

The SPY-PHI System is an imaging system used in capturing fluorescent images for the visual assessment of blood flow, as an adjunctive method for the evaluation of tissue perfusion, and related tissuetransfer circulation for use in imaging during various surgical procedures.

The SPY-PHI System consists of the following main components: Imaging Head/ Imager (HH9030) with an integrated light guide cable and the Video Processor/Illuminator (VPI) (PC9001).

Indocyanine green (ICG) is injected intravenously into the patient. The Imaging Head may be either handheld or attached to a mechanical arm and provides illumination of the regions of a patient's body to be observed with near infrared laser light to excite ICG fluorescence. Alternatively, the Imaging Head provides white light illumination of the regions of a patient's body to be observed for color imaging.

A CMOS camera in the Imaging Head captures the fluorescent image under laser illumination or a color image under white light illumination. The VPI receives the video signal from the Imaging Head and processes and outputs the video image to a medical grade video monitor and/or video recorder. Adjustments to the operation of the SPY-PHI System are possible through switches at either the Imaging Head or the VPI.

AI/ML Overview

Here's a summary of the acceptance criteria and the study method for the SPY Portable Handheld Imaging (SPY-PHI) System, based on the provided text:

1. Table of Acceptance Criteria and Reported Device Performance:

The document primarily focuses on demonstrating substantial equivalence to predicate devices and expanding indications for use, rather than presenting specific quantitative acceptance criteria or detailed performance metrics in numerical form for the SPY-PHI System itself. The acceptance is based on conformance to established standards and a literature review supporting expanded indications.

Feature/CriterionAcceptance Criteria (Implied)Reported Device Performance (Summary)
SafetyConformance to:Conforms to:
- IEC 60601-1:2006 (Medical Electrical Equipment – Part 1: General requirements for basic safety and essential performance)Yes
- IEC 60601-1-2 (4th edition)Yes
- IEC 60825-1:2007 (Safety of laser products -- Part 1: Equipment classification and requirements)Yes
Software EfficacyConformance to IEC 62304:2006 (Medical device software - Software life-cycle processes)All processes and activities necessary for safe design and maintenance are performed in accordance with the standard.
Expanded Indications (Pediatric Use)Clinical literature demonstrates safety and effectiveness in pediatric patients 1 month of age and older.• Efficacy data from published literature showed successful visualization in the majority of studies.• Analysis of ICG doses in pediatric subpopulations showed effective doses were similar to adults.• No anaphylaxis or other adverse events related to SPY fluorescence imaging with ICG identified in published literature for pediatric patients.• Overall data suggests no differences in safety and efficacy between pediatric (1 month - 21 years) and adult patients.
Substantial EquivalenceDevice characteristics (design, operating principle, intended use, environment of use) are substantially equivalent to predicate devices, and any minor differences do not raise safety/effectiveness concerns.Determined to be substantially equivalent to SPY Portable Handheld Imaging (K162885, K190729) and SPY Elite Intraoperative Perfusion Assessment System (K182907).

2. Sample Size and Data Provenance for Test Set:

  • Sample Size: Not explicitly stated as a numerical sample size for a dedicated "test set" in the context of device performance. The evaluation for expanded indications relied on a "series of clinical literature evaluations" and "published literature references."
  • Data Provenance: The data provenance for the clinical evaluation component is from published literature. The country of origin for this literature is not specified, but it represents retrospective data gathered from existing studies. The conformance testing for safety and software was conducted by Novadaq and accredited third-party laboratories (provenance not further specified).

3. Number of Experts and Qualifications for Ground Truth of Test Set:

Not applicable. The document does not describe a process for establishing ground truth for a test set using a specific number of experts for interpretation of images or clinical outcomes. The clinical claims were supported by a review of published literature.

4. Adjudication Method for Test Set:

Not applicable. No adjudication method is described as there was no expert review of a dedicated test set within this submission. The clinical summary relies on findings reported in existing published literature.

5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study:

No, a multi-reader multi-case (MRMC) comparative effectiveness study comparing human readers with AI assistance versus without AI assistance was not reported in this document. The device itself is an imaging system, not an AI-assisted diagnostic tool for interpretation.

6. Standalone (Algorithm Only) Performance Study:

Not applicable. The SPY-PHI System is an imaging system and a drug-device combination product that facilitates the visualization of blood flow. It is not an algorithm-only device where "standalone performance" (without human-in-the-loop) would be typically assessed in the context of diagnostic AI. Its performance is tied to the visualization it provides for human interpretation in a surgical setting.

7. Type of Ground Truth Used:

For the expansion of indications, particularly to pediatric patients, the ground truth was based on:

  • Clinical literature evaluations: Efficacy data (successful visualization) and safety data (absence of adverse events) reported in peer-reviewed publications.
  • Anecdotal clinical experience: Mentioned for supporting the observation that lower ICG doses may be effective in younger/lower body weight patients.

For conformance with safety and software standards, the ground truth is established by meeting the specific requirements and clauses of the listed international standards (e.g., IEC 60601-1).

8. Sample Size for Training Set:

Not applicable. This document describes the clearance of an imaging system, not a device incorporating a machine learning algorithm that requires a "training set."

9. How Ground Truth for Training Set Was Established:

Not applicable, as no machine learning training set is described.

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Image /page/0/Picture/0 description: The image contains the logo of the U.S. Food and Drug Administration (FDA). On the left is the Department of Health & Human Services logo. To the right of that is the FDA logo, which is a blue square with the letters "FDA" in white. To the right of the blue square is the text "U.S. FOOD & DRUG ADMINISTRATION" in blue.

Novadaq Technologies ULC. (now a part of Stryker) Agatha Szeliga Regulatory Affairs Manager 8329 Eastlake Drive, Unit 101 Burnaby, V5A 4W2 Ca

November 15, 2019

Re: K192174

Trade/Device Name: SPY Portable Handheld Imaging (SPY-PHI) System Regulation Number: 21 CFR 876.1500 Regulation Name: Endoscope and Accessories Regulatory Class: Class II Product Code: OWN Dated: August 9, 2019 Received: August 12, 2019

Dear Agatha Szeliga:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reporting

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combination-products); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about medical devices and radiation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely,

Neil R.P. Ogden, MS Assistant Director, THT4A4 DHT4A: Division of General Surgery Devices OHT5: Office of Surgical and Infection Control Devices Office of Product Evaluation and Quality Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known) K192174

Device Name

SPY Portable Handheld Imaging (SPY-PHI) System

Indications for Use (Describe)

Upon intravenous administration of SPY AGENT™ GREEN (Indocyanine green for injection, USP) the SPY-PHI System is used with SPY AGENT™ GREEN to perform intraoperative fluorescence angiography. The SPY-PHI System is indicated for use in adult and pediatric patients one month of age and older.

The SPY-PHI System is indicated for fluorescence imaging of blood flow and tissue perfusion before, and after: vascular, gastrointestinal, organ transplant, and plastic, micro- and reconstructive surgical procedures.

Type of Use (Select one or both, as applicable)

☑ Prescription Use (Part 21 CFR 801 Subpart D)
☐ Over-The-Counter Use (21 CFR 801 Subpart C)

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Section 5 - 510(k) Summary

This 510(k) summary of safety and effectiveness information is submitted in accordance with the requirements of 21 CFR § 807.92.

Subject Device Trade Name:SPY Portable Handheld Imaging (SPY-PHI) System
Device Model Number:HH9000
Common Name:Fluorescence Angiographic System
Regulation:21 CFR § 892.1600
Classification Name:Angiographic X-Ray System
FDA 510(k) Review Panel:General and Plastic Surgery
Product Code:OWN
Classification:Class II
Manufacturer:Novadaq Technologies ULC. (now a part of Stryker)8329 Eastlake Drive, Unit 101Burnaby, British ColumbiaCanada, V5A 4W2
Contact Name:Agatha SzeligaRegulatory Affairs ManagerTel: 604-422-7516Fax: 604-232-9841

Date 510(k) Summary Prepared: August 8, 2019

Predicate Device(s) Information:

Predicate Device Trade NameSPY Portable Handheld Imaging(SPY-PHI) SystemSPY Elite IntraoperativePerfusion Assessment System
510(k) NumberK190729; K162885K182907
Submitter/510(k) Holder NameNovadaq Technologies ULC.(now a part of Stryker)/ NovadaqTechnologies Inc.Novadaq Technologies ULC.(now a part of Stryker)
Classification NameAngiographic X-Ray SystemAngiographic X-Ray System
Product Code and RegulationOWN; 21 CFR § 892.1600IZI; 21 CFR § 892.1600
ClassificationClass IIClass II

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Device Description:

The SPY-PHI System is an imaging system used in capturing fluorescent images for the visual assessment of blood flow, as an adjunctive method for the evaluation of tissue perfusion, and related tissuetransfer circulation for use in imaging during various surgical procedures.

The SPY-PHI System consists of the following main components: Imaging Head/ Imager (HH9030) with an integrated light guide cable and the Video Processor/Illuminator (VPI) (PC9001).

Indocyanine green (ICG) is injected intravenously into the patient. The Imaging Head may be either handheld or attached to a mechanical arm and provides illumination of the regions of a patient's body to be observed with near infrared laser light to excite ICG fluorescence. Alternatively, the Imaging Head provides white light illumination of the regions of a patient's body to be observed for color imaging.

A CMOS camera in the Imaging Head captures the fluorescent image under laser illumination or a color image under white light illumination. The VPI receives the video signal from the Imaging Head and processes and outputs the video image to a medical grade video monitor and/or video recorder. Adjustments to the operation of the SPY-PHI System are possible through switches at either the Imaging Head or the VPI.

Indications for Use for the SPY-PHI System:

Upon intravenous administration of SPY AGENT™ GREEN (Indocyanine green for injection, USP) the SPY-PHI System is used with SPY AGENT™ GREEN to perform intraoperative fluorescence angiography. The SPY-PHI System used is indicated for use in adult and pediatric patients one month of age and older.

The SPY-PHI System is indicated for fluorescence imaging of blood flow and tissue perfusion before, during, and after: vascular, gastrointestinal, organ transplant, and plastic, micro- and reconstructive surqical procedures.

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Comparison of the Indications for Use of the Subject Device and Predicate Devices:

Subject DeviceSPY Portable Handheld Imaging(SPY-PHI) SystemPredicate DeviceSPY Portable Handheld Imaging(SPY-PHI) SystemPredicate DeviceSPY Portable Handheld Imaging(SPY-PHI) SystemPredicate DeviceSPY Elite Intraoperative PerfusionAssessment System
(K190729)(K162885)(K182907)
Upon intravenous administration of SPY AGENTTM GREEN (Indocyanine green for injection, USP) the SPY-PHI System is used with SPY AGENTTM GREEN to perform intraoperative fluorescence angiography. The SPY-PHI System is indicated for use in adult and pediatric patients one month of age and older.The SPY-PHI System is indicated for fluorescence imaging of blood flow and tissue perfusion before, during, and after: vascular, gastrointestinal, organ transplant, and plastic, micro- and reconstructive surgical procedures.Upon intravenous administration of SPY AGENTTM GREEN (Indocyanine green for injection, USP) the SPY-PHI System is used with SPY AGENTTM GREEN in capturing and viewing fluorescence images for the visual assessment of blood flow as an adjunctive method for the evaluation of tissue perfusion, and related tissue-transfer circulation in tissue and free flaps used in plastic, micro- and reconstructive surgical procedures.The SPY-PHI System is used with SPY AGENTTM GREEN to provide fluorescence images for the visual assessment of blood flow in vessels and related tissue perfusion before, during and after gastrointestinal surgical procedures.The SPY Phi Open Field Handheld Fluorescence Imaging System is an imaging system used in capturing and viewing fluorescence images for the visual assessment of blood flow as an adjunctive method for the evaluation of tissue perfusion, and related tissue-transfer circulation in tissue and free flaps used in plastic, micro-, and reconstructive surgical procedures.The SPY Phi Open Field Handheld Fluorescence Imaging System is intended to provide fluorescence images for the visual assessment of blood flow in vessels and related tissue perfusion during gastrointestinal surgical procedures.Upon intravenous administration of SPY AGENTTM GREEN (Indocyanine green for Injection, USP), the SPY Elite System is used with SPY AGENTTM GREEN to perform intraoperative fluorescence angiography. The SPY Elite System used with SPY AGENTTM GREEN is indicated for use in adult and pediatric patients one month of age and older.The SPY Elite System is indicated for fluorescence imaging of blood flow and tissue perfusion before, during, and after: vascular, gastrointestinal, organ transplant, and plastic, micro- and reconstructive surgeries.
FeatureSubject DevicePredicate Devices
SPY Portable HandheldImaging (SPY-PHI)SystemSPY Portable HandheldImaging (SPY-PHI)SystemSPY Elite IntraoperativePerfusion AssessmentSystem
510(k) Holder/ManufacturerNovadaq TechnologiesULC. (now a part ofStryker)Novadaq TechnologiesULC. (now a part ofStryker)/ NovadaqTechnologies Inc.Novadaq TechnologiesULC. (now a part ofStryker)
SubmissionReferenceCurrent SubmissionK190729; K162885K182907
Decision DateCurrent Submission04/19/2019; 01/11/201701/23/2019
CombinationProductYesYesYes
Product CodeOWNOWNIZI
Regulation Number21 CFR 892.160021 CFR 892.160021 CFR 892.1600
DeviceClassification NameSystem, X-Ray,AngiographicSystem, X-Ray,AngiographicSystem, X-Ray,Angiographic
Intended UseNear infrared fluorescenceimaging for visualization ofblood flow and tissueperfusion during surgicalproceduresNear infrared fluorescenceimaging for visualization ofblood flow and tissueperfusion during surgicalproceduresNear infrared fluorescenceimaging for visualization ofblood flow and tissueperfusion during surgicalprocedures
Operating PrincipleFull color visible light andNIR fluorescence videoimaging. The CMOScamera in the ImagingHead captures thefluorescent image underlaser illumination or a colorimage under white lightillumination. The VPIreceives the video signalfrom the Imaging Headand processes andoutputs the video image toa medical grade videomonitor and/or videorecorder.Full color visible light andNIR fluorescence videoimaging. The CMOScamera in the ImagingHead captures thefluorescent image underlaser illumination or a colorimage under white lightillumination. The VPIreceives the video signalfrom the Imaging Headand processes andoutputs the video image toa medical grade videomonitor and/or videorecorder.NIR light from theillumination module in theimaging console istransmitted to the imaginghead via fiber-optic cable.The imaging head ispositioned over the patientsuch that the NIRexcitation light is emittedand illuminates the area ofinterest. When the patientis injected with ICG, theICG binds to the plasma inthe blood and travels tothe area of interestthrough the bloodstream.The NIR excitation lightemitted by the SPY Eliteimaging device causes theICG to fluoresce. Thefluorescence image signalis processed andsimultaneously recorded incomputer memory and
FeatureSubject DevicePredicate Devices
SPY Portable HandheldImaging (SPY-PHI)SystemSPY Portable HandheldImaging (SPY-PHI)SystemSPY Elite IntraoperativePerfusion AssessmentSystem
displayed on the videomonitors in real time.
Safety StandardsIEC 60601-1IEC 60601-1IEC 60601-1
IEC 60601-1-2IEC 60601-1-2IEC 60601-1-2
IEC 60825-1IEC 60825-1IEC 60825-1
Major componentsSPY-PHI imager (withintegrated light guidecable) and VPI (VideoProcessor/ Illuminator)SPY-PHI imager (withintegrated light guidecable) and VPI (VideoProcessor/ Illuminator)Imaging console with adetector (CCD camera)and signal processingsoftware
Fluorescenceexcitation sourceNIR laserNIR laserNIR laser
Environment of UseHospitalHospitalHospital
Contrast imagingagentSPY AGENTTM GREEN(Indocyanine green forinjection, USP)SPY AGENTTM GREEN(Indocyanine green forinjection, USP);Indocyanine green (ICG)SPY AGENTTM GREEN(Indocyanine green forinjection, USP)

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Comparison of Device Characteristics of the Subject Device and the Predicate Devices:

Section 5 Page 4 of 6

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Performance Testing of the SPY-PHI System:

The SPY-PHI System was designed and developed by Novadaq Technologies Inc. in accordance with the applicable requirements and standards to establish performance and safety of the device's safety and performance were verified by tests conducted by Novadag and accredited third-party laboratories.

SPY-PHI was tested and determined to be in conformance with IEC 60601-1:2006 Medical Electrical Equipment – Part 1: General requirements for basic safety and essential performance, IEC 60601-1-2 (4th edition) and IEC 60825:2007 Safety of laser products -- Part 1: Equipment classification and requirements.

An assessment of the SPY-PHI system software was conducted to demonstrate conformance with the applicable requirements of IEC 62304:2006 Medical device software - Software life-cycle processes. It has been demonstrated that all processes and activities necessary for the safe design and maintenance of SPY-PHI software are performed in accordance with the standard.

Clinical Summary and Use in Pediatric Patients:

Safety and effectiveness of the SPY-PHI System for its intended use in the visualization of blood flow and tissue perfusion during various surgical procedures was assessed through a series of clinical literature evaluations to support the expansion to the cleared indications for use, including published literature references to support the expansion of existing indications for use to include pediatric patients, one (1) month of age and older.

Efficacy data obtained from published literature showed successful visualization in majority of the studies. Analysis of ICG doses administered to several pediatric subpopulations showed that the effective doses

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used in angiographic applications were similar to those administered to adult patients. Based on anecdotal clinical experience, lower doses of ICG may be effective, especially in younger patients and those with lower body weight.

None of the published literature identified anaphylaxis or any other adverse events related to SPY fluorescence imaging with ICG in pediatric patients. Overall the data suggests that there are no differences in safety and efficacy of SPY fluorescence imaging with ICG between pediatric patients (aged 1 month to 21 years) and adult patients.

Conclusion & Summary of Substantial Equivalence

Based on the information presented in this Traditional 510(k) premarket notification, and based on the fundamental scientific technological characteristics, principle of operation, intended use, environment of use, and indications for use, the SPY-PHI System has been determined to be substantially equivalent to the predicate devices, the SPY Portable Handheld Imaging (SPY-PHI) System (FDA 510(K)cleared in K162885 and K190729) and the SPY Elite Intraoperative Perfusion Assessment System (FDA 510(k)-cleared in K182907)

Any minor technological or design differences between the SPY-PHI System and the predicate devices do not raise any questions related to safety or effectiveness. The proposed additional/expanded indications for use do not raise any issues related to safety or effectiveness for this device-drug combination product.

§ 876.1500 Endoscope and accessories.

(a)
Identification. An endoscope and accessories is a device used to provide access, illumination, and allow observation or manipulation of body cavities, hollow organs, and canals. The device consists of various rigid or flexible instruments that are inserted into body spaces and may include an optical system for conveying an image to the user's eye and their accessories may assist in gaining access or increase the versatility and augment the capabilities of the devices. Examples of devices that are within this generic type of device include cleaning accessories for endoscopes, photographic accessories for endoscopes, nonpowered anoscopes, binolcular attachments for endoscopes, pocket battery boxes, flexible or rigid choledochoscopes, colonoscopes, diagnostic cystoscopes, cystourethroscopes, enteroscopes, esophagogastroduodenoscopes, rigid esophagoscopes, fiberoptic illuminators for endoscopes, incandescent endoscope lamps, biliary pancreatoscopes, proctoscopes, resectoscopes, nephroscopes, sigmoidoscopes, ureteroscopes, urethroscopes, endomagnetic retrievers, cytology brushes for endoscopes, and lubricating jelly for transurethral surgical instruments. This section does not apply to endoscopes that have specialized uses in other medical specialty areas and that are covered by classification regulations in other parts of the device classification regulations.(b)
Classification —(1)Class II (special controls). The device, when it is an endoscope disinfectant basin, which consists solely of a container that holds disinfectant and endoscopes and accessories; an endoscopic magnetic retriever intended for single use; sterile scissors for cystoscope intended for single use; a disposable, non-powered endoscopic grasping/cutting instrument intended for single use; a diagnostic incandescent light source; a fiberoptic photographic light source; a routine fiberoptic light source; an endoscopic sponge carrier; a xenon arc endoscope light source; an endoscope transformer; an LED light source; or a gastroenterology-urology endoscopic guidewire, is exempt from the premarket notification procedures in subpart E of part 807 of this chapter subject to the limitations in § 876.9.(2) Class I for the photographic accessories for endoscope, miscellaneous bulb adapter for endoscope, binocular attachment for endoscope, eyepiece attachment for prescription lens, teaching attachment, inflation bulb, measuring device for panendoscope, photographic equipment for physiologic function monitor, special lens instrument for endoscope, smoke removal tube, rechargeable battery box, pocket battery box, bite block for endoscope, and cleaning brush for endoscope. The devices subject to this paragraph (b)(2) are exempt from the premarket notification procedures in subpart E of part 807of this chapter, subject to the limitations in § 876.9.