K Number
K141747
Device Name
RHINOGUARD
Manufacturer
Date Cleared
2015-04-20

(294 days)

Product Code
Regulation Number
868.5730
Reference & Predicate Devices
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The Rhinoguard is a nasal endotracheal tube introducer/dilator designed to allow the passage of a nasal endotracheal tube from the nares to the oropharynx.

The device can be used with cuffed and non-cuffed nasal endotracheal tubes.

Device Description

The Rhinoguard is a nasal endotracheal tube introducer/dilator designed to ease the passage of a nasal endotracheal tube from the nares to the oropharynx. The Rhinoguard device is constructed primarily of polyvinylchloride and consists of a tube with a hollow proximal end, a tapered cylindrical body and a closed, rounded distal end. The device has markings to indicate the approximate mating location for corresponding sizes of nasal endotracheal tubes. The device is provided in a small and large size. The small Rhinoguard is intended to mate with 3.0 to 4.5 mm nasal endotracheal tubes and the large Rhinoguard is intended to mate with 5.0 to 8.0 mm nasal endotracheal tubes. The device can be used with cuffed and non-cuffed nasal endotracheal tubes. Prior to using the device, the desired size of the nasal endotracheal tube must be selected and then matched to corresponding Rhinoguard size (large or small). The device is then cut just above the indices (marks) corresponding to the selected endotracheal tube size and connected with the endotracheal tube. Once mated, the distal end of the device is introduced into the naris of choice and gently pushed forward into the oropharynx. Lastly, the distal end of Rhinoguard is grasped and removed from the mouth with the aid of a laryngoscope and McGill forceps.

AI/ML Overview

The provided text describes a 510(k) premarket notification for a medical device called "Rhinoguard," which is a nasal endotracheal tube introducer/dilator. The document details the device, its intended use, comparison to predicate devices, and the non-clinical testing performed to establish substantial equivalence.

Here's an analysis of the acceptance criteria and study information provided:

1. Table of Acceptance Criteria and Reported Device Performance

The document states that "All performance testing met acceptance criteria defined in protocols." However, it does not explicitly list the quantitative acceptance criteria for each test. It only provides the purpose of each test. Below is a table summarizing the tests, their stated purpose (which implies the performance objective), and the reported outcome.

Test CategoryTest Description / PurposeReported Device Performance
Mechanical Performance
Kink TestingTo confirm that the Rhinoguard meets the pre-determined flexibility requirements and that device performance is equivalent to the predicate device.Met acceptance criteria; equivalent to predicate device.
Disconnection TestingTo confirm that the Rhinoguard meets the pre-determined flexibility requirements and that the device performance is equivalent to the predicate device. (Likely meant to assess the connection between Rhinoguard and ETT)Met acceptance criteria; equivalent to predicate device.
Perforation TestingTo confirm that the Rhinoguard is less of a penetrator than the predicate device.Met acceptance criteria; less of a penetrator than predicate.
Biocompatibility
Biocompatibility Testing (cytotoxicity, systemic toxicity, intracutaneous, maximization sensitization)To confirm that the Rhinoguard meets pre-determined biocompatibility requirements.Met acceptance criteria.
Sterilization
Sterility Testing (bioburden, verification dose, sterility, bacteriostasis/fungistasis)To confirm that the Rhinoguard can be sterilized to a Sterility Assurance Level (SAL) of 1.0 X 10-6.Met acceptance criteria; SAL of 1.0 X 10-6 achieved.
Shelf Life & Packaging
Shelf Life Testing (Packaging - label retention, seal strength, bubble leak test, package drum test, dye penetration)To confirm that the device packaging functionality and performance is acceptable after the desired shelf life of the product.Met acceptance criteria.
Shelf Life Testing (Device — kink, disconnection, and perforation)To confirm that the device functionality and performance is acceptable after the desired shelf life of the product.Met acceptance criteria.
Usability
Design (Usability) Validation TestingTo confirm that the Rhinoguard meets the intended use, user needs, and usability requirements when tested under a simulated use environment.Met acceptance criteria.

The document states, "In conclusion, the proposed device performed equivalent to or better than the predicate device. All performance testing met acceptance criteria defined in protocols."

2. Sample size used for the test set and the data provenance

  • Sample Size for Test Set: The document does not specify the sample size used for any of the non-clinical (bench) tests.
  • Data Provenance: The tests are described as "nonclinical (bench) test results." The document does not provide details on the location or nature of laboratories, nor does it specify if the data is retrospective or prospective. Given the nature of bench testing, it is typically prospective and controlled laboratory testing.

3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts

  • The document does not mention using experts to establish ground truth for the performance tests. The evaluation is based on objective bench testing against pre-defined protocols and comparison to predicate devices, not expert consensus on interpretations.
  • For the "Design (Usability) Validation Testing," it states it was tested "under a simulated use environment," which implies human interaction, but it does not specify the number or qualifications of users/experts involved in this validation.

4. Adjudication method for the test set

  • The document does not describe any adjudication method as typically understood for medical image analysis or diagnostic studies (e.g., 2+1, 3+1). The tests are bench tests with objective outcomes (e.g., meeting a strength threshold, absence of kink, sterility level), not subjective interpretations requiring adjudication.

5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

  • No MRMC comparative effectiveness study was done. This device is a physical medical instrument (an introducer/dilator for endotracheal tubes), not an AI/software device intended for diagnostic interpretation or to assist human "readers." Therefore, the concept of "human readers improve with AI vs without AI assistance" is not applicable here.

6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

  • This question is not applicable as the Rhinoguard is a physical medical device, not an algorithm or AI system.

7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.)

  • For the non-clinical tests, the "ground truth" or reference standard for performance is the pre-defined acceptance criteria specified in the test protocols and, for some tests (kink, disconnection, perforation), comparison to the performance of the predicate device. For biocompatibility, it's ISO standards. For sterility, it's an SAL. There is no mention of expert consensus, pathology, or outcomes data being used to establish ground truth for these tests.

8. The sample size for the training set

  • This question is not applicable as the Rhinoguard is a physical medical device, not an AI/software device that requires a training set.

9. How the ground truth for the training set was established

  • This question is not applicable as the Rhinoguard is a physical medical device, not an AI/software device that requires a training set or ground truth for training.

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Image /page/0/Picture/1 description: The image shows the logo for the U.S. Department of Health & Human Services. The logo consists of a circular seal with the words "DEPARTMENT OF HEALTH & HUMAN SERVICES - USA" around the perimeter. Inside the circle is a stylized image of three human profiles facing right, with flowing lines beneath them.

Food and Drug Administration 10903 New Hampshire Avenue Document Control Center - WO66-G609 Silver Spring, MD 20993-0002

April 20, 2015

Davis Medical, LLC % Ms. Michelle Lott Owner (President) Lean RAQA Systems 12602 N. Summer Wind Drive Marana, AZ 85658

Re: K141747

Trade/Device Name: Rhinoguard Regulation Number: 21 CFR 868.5730 Regulation Name: Tracheal Tube Regulatory Class: Class II Product Code: BTR Dated: March 19, 2015 Received: March 20, 2015

Dear Ms. Lott,

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food. Drug. and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA), You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

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Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting (reporting of medical devicerelated adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801), please contact the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to

http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm.

Sincerely yours,

Tejashri Purohit-Sheth, M.D.

Tejashri Purohit-Sheth, M.D. Clinical Deputy Director DAGRID/ODE/CDRH FOR

Erin I. Keith, M.S. Director Division of Anesthesiology, General Hospital, Respiratory, Infection Control, and Dental Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known) K141747

Device Name Rhinoguard

Indications for Use (Describe)

The Rhinoguard is a nasal endotracheal tube introducer/dilator designed to allow the passage of a nasal endotracheal tube from the nares to the oropharynx.

The device can be used with cuffed and non-cuffed nasal endotracheal tubes.

Type of Use (Select one or both, as applicable)

☑ Prescription Use (Part 21 CFR 801 Subpart D)☐ Over-The-Counter Use (21 CFR 801 Subpart C)
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SECTION 5 510(K) SUMMARY

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510(k) Summary

As required by 21 CFR 807.92, this "510(k) Summary" provides a basis for the substantial equivalence determination of the device listed below.

General Information
Date Prepared:June 27th, 2014
510(k) Submitter:Davis Medical LLC
6112 Peters Creek Road
Roanoke, VA 24019
Contact: John Davis, CEO
(540) 492-0453
info@betternasalintubation.com
510(k) Correspondent:Lean RAQA Systems
Attn: Michelle Lott
12602 N Summer Wind Drive
Marana, AZ 85658
Contact: Michelle Lott, RAC
(520) 275-9838
leanraqasystems@gmail.com

Device Information

Trade Name:Rhinoguard
Common Name:Endotracheal Tube Introducer
Classification Name:Tubes, Tracheal (W/Wo Connector)[21 CFR 868.5730, Product Code BTR]
Classification Panel:Anesthesiology
Class:Class II

Predicate Device Information

Trade Name:Rusch Preformed AGT Nasal Endotracheal Tubes (cuffed & uncuffed)
Common Name:Endotracheal Tube Introducer
Classification Name:Tubes, Tracheal (W/Wo Connector)
[21 CFR 868.5730, Product Code BTR]
Classification Panel:Anesthesiology
Class:Class II
510(k) Number:K931164 & K931165

Device Description

The Rhinoguard is a nasal endotracheal tube introducer/dilator designed to ease the passage of a nasal endotracheal tube from the nares to the oropharynx. The Rhinoguard device is constructed primarily of polyvinylchloride and consists of a tube with a hollow proximal end, a tapered cylindrical body and a closed, rounded distal end. The device has markings to indicate the approximate mating location for corresponding sizes of nasal endotracheal tubes. The device is provided in a small and large size. The small Rhinoguard is intended to mate with 3.0 to 4.5 mm nasal endotracheal tubes and the large

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Rhinoguard is intended to mate with 5.0 to 8.0 mm nasal endotracheal tubes. The device can be used with cuffed and non-cuffed nasal endotracheal tubes. Prior to using the device, the desired size of the nasal endotracheal tube must be selected and then matched to corresponding Rhinoguard size (large or small). The device is then cut just above the indices (marks) corresponding to the selected endotracheal tube size and connected with the endotracheal tube. Once mated, the distal end of the device is introduced into the naris of choice and gently pushed forward into the oropharynx. Lastly, the distal end of Rhinoguard is grasped and removed from the mouth with the aid of a laryngoscope and McGill forceps.

Intended Use/Indications for Use

The Rhinoguard is a nasal endotracheal tube introducer/dilator designed to allow the passage of a nasal endotracheal tube from the nares to the oropharynx. The device can be used with cuffed nasal endotracheal tubes.

Technological Characteristics

The device comparison table below provides a general summary of the technological characteristics of the Rhinoguard device compared to the predicate device. The Rhinoguard was classified as a class II device because it is an accessory to class II nasal endotracheal tubes. For this reason, nasal endotracheal tubes were selected as the predicate to the Rhinoguard. Provided that the Rhinoguard is an accessory to nasal endotracheal tubes and to assist with the characterization of certain design features and performance characteristics of the Rhinoguard device, two other class I reference devices (Sun-med Endotracheal Tube Introducer and Pilling Bougie/Dilator) were also selected. The Rhinoguard device is similar in operation to the legally marketed class I reference devices. These similarities between the proposed and reference devices are identified to support safety and efficacy of the introducing and dilating features of the Rhinoguard.

Device Comparison

As explained in detail below, the Rhinoguard is substantially equivalent to other legally marketed Rusch Preformed AGT Nasal Endotracheal Tubes (Cuffed & Uncuffed (K931164 & K931165), Sun-Med Endotracheal Tube Introducer, and Pilling Bougie/Dilator. Specifically, the Rhinoguard is substantially equivalent to the predicate devices identified. Rhinoguard has the same general intended use and similar indications, technological characteristics, and principles of operation as the previously cleared predicate device(s). A substantial equivalence device comparing the similarities and differences between the Rhinoguard and its predicate and reference device(s) is provided below. Minor differences in the technological characteristics do not raise new questions of safety or efficacy. Performance (bench) testing demonstrates that the Rhinoguard is as safe and effective as its predicate devices. Because the proposed device functions as an accessory to an endotracheal tube, the Rusch Preformed AGT Nasal Endotracheal Tube was selected as the predicate device and supporting devices with introducer/dilator functionalities were selected as reference devices.

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Device Comparison Table
RhinoguardRusch Preformed AGT NasalSun-med EndotrachealPilling Bougie/Dilator
(Proposed device)Endotracheal Tubes (cuffed& uncuffed)Tube Introducer(Reference Device)
(Predicate Device)(Reference Device)ExemptExempt
K931164 & K931165
FDA ClassClass IIClass IIClass IClass I
FDA Product CodeBTRBTRKCDKCD
FDA Regulation868.5730 – Tracheal Tube868.5730 – Tracheal Tube874.4420 - Ear, nose,and throat manualsurgical instrument874.4420 - Ear, nose,and throat manualsurgical instrument
510k #N/AK931164 & K931165N/A - Class I, 510(k)exemptN/A - Class I, 510(k)exempt
IndicationsIndicated to aid in nasalintubationIndicated for nasalintubation and for airwaymanagementIndicated to aid in oralintubationIndicated to aid inoral intubation
User PopulationAdult and pediatricAdult and pediatricAdult and pediatricAdult and pediatric
OperatingprincipleDevice mates to tip ofnasal endotracheal tubeand enters through thenostrils. Device isadvanced to theoropharynx and thenseparated from theendotracheal tube. Deviceexits the mouth prior toentering trachea.Device enters though thenostrils and is advanced pastthe vocal cords and finallyplaced into the trachea.Endotracheal tube isinserted over the device.Device enters thetrachea prior to theendotracheal tube andthen the device isremoved after placingthe endotracheal tubeinto the trachea.Device enters airwayand then is removedonce airway is dilated.
Enters tracheaNoYesYesYes
Maintains anopen airwayNoYesNoNo
MaterialsPolyvinyl Chloride(thermoplastic)Polyvinyl Chloride(thermoplastic)Low DensityPolyethylene(thermoplastic)Silicone and tungsten
SterileYes (Radiation)Yes (ETO)Yes (ETO)Meant forsterilization by enduser
Closed tipYesNoYesYes
Rounded tipYesNoYesYes
Straight or curvedCurvedCurvedBoth available(for curved units, curveis just in tip of thedevice)Straight
SizesSmall and large sizes toaccommodate nasalendotracheal tube sizes3.0 – 8.0 mm3.0 – 8.0 mmSmall and large sizes toaccommodateendotracheal tube sizes4.0 – 11.0 mmNA - dilates airwayrather than mateswith tubeSizes available 20 FR
Table 5.1 - Device Comparison Table
Testing CompletedTesting DescriptionStandards Referenced
Kink TestingThe purpose of this test was to confirm that the Rhinoguard meets the pre-determined flexibility requirements and that device performance is equivalent to the predicate device.N/A
Disconnection TestingThe purpose of this test was to confirm that the Rhinoguard meets the pre-determined flexibility requirements and that the device performance is equivalent to the predicate device.N/A
Perforation TestingThe purpose of this test was to confirm that the Rhinoguard is less of a penetrator than the predicate device.N/A
BiocompatibilityTesting(to includecytotoxicity, systemictoxicity,intracutaneous,maximaizationsensitization)The purpose of this test was to confirm that the Rhinoguard meets pre-determined biocompatibility requirements.ISO 10993-1:2009ISO 10993-5:2009ISO 10993-10:2010ISO 10993-11:2006
Sterility Testing(to include bioburden,verification dose,sterility,bacteriostasis/fungistasisThe purpose of this test was to confirm that the Rhinoguard can be sterilized to a Sterility Assurance Level (SAL) of 1.0 X 10-6.ISO 11137-1:2006ISO 11137-2:2012ISO 11737-1:2006ISO 11737-2:1995
Shelf Life Testing(Packaging - toinclude labelretention, sealstrength, bubble leaktest, package drumtest, dye penetration)The purpose of this test was to confirm that the device packaging functionality and performance is acceptable after the desired shelf life of the product.ISO 11607-1:2006ISO 11607-2:2006D14169-09F2096-11
Shelf Life Testing(Device — to includekink, disconnection,and perforation)The purpose of this test was to confirm that the device functionality and performance is acceptable after the desired shelf life of the product.N/A
Design (Usability)Validation TestingThe purpose of this test was to confirm that the Rhinoguard meets the intended use, user needs, and usability requirements when tested under a simulated use environment.N/A

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Performance Characteristics

Nonclinical testing was conducted for supporting substantial equivalence between the Rhinoguard and predicate device. The nonclinical tests addressed device performance characteristics such as flexibility, penetration force, biocompatibility, sterilization, packaging and shelf life. In conclusion, the proposed device performed equivalent to or better than the predicate device.

All performance testing met acceptance criteria defined in protocols.

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Substantial Equivalence – Comparison to Predicate Device

Among the information and summary tables included in this 510(k) submission to support substantial equivalence of the Rhinoguard device to the legally marketed predicate device are: 1.) device description, 2.) indications for use, 3.) device comparison tables, 4.) material information, 5.) nonclinical (bench) test results, and 6.) labeling. In particular, nonclinical test results demonstrate that there were no differences that are critical to the intended use of the proposed device or that affect the safety and effectiveness of the proposed device when used as labeled.

The proposed and predicate devices have intended use, in as far as that both are used during nasal intubations, and similar indications, technological characteristics and principles of operation. The proposed device differs from the predicate device in certain design features, which are required to support aiding in nasal intubation (as do the reference devices) rather than in airway management (as does the predicate). The minor differences in technological characteristics have been identified and do not present any new issues of safety or effectiveness. Thus, the Rhinoguard device is substantially equivalent to the Rusch Preformed AGT Nasal Endotracheal Tubes (K931164 & K931165).

(End of Section)

§ 868.5730 Tracheal tube.

(a)
Identification. A tracheal tube is a device inserted into a patient's trachea via the nose or mouth and used to maintain an open airway.(b)
Classification. Class II (performance standards).