K Number
K093704
Manufacturer
Date Cleared
2009-12-23

(22 days)

Product Code
Regulation Number
888.3080
Reference & Predicate Devices
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The Stryker Spine AVS® PL PEEK Spacers are intervertebral body fusion devices indicated for use with autogenous bone graft in patients with degenerative disc disease (DDD) at one level or two contiguous levels from L2 to S1.

DDD is defined as back pain of discogenic origin with degeneration of the disc confirmed by history and radiographic studies. The DDD patients may also have up to Grade I spondylolisthesis at the involved level(s). These patients should be skeletally mature and have six months of nonoperative therapy.

The AVS® PL PEEK Spacers are to be implanted via posterior approach.

The AVS® PL PEEK Spacers are intended to be used with supplemental spinal fixation systems that have been cleared for use in the lumbosacral spine (i.e., posterior pedicle screw and rod systems).

Device Description

The subject AVS PL PEEK Spacers and the predicates AVS PL PEEK Spacers and DePuy's Lumbar I/F Cage (i.e., Brantigan Cage) share similar design features:

  • Hollow frame PEEK Implant
  • Lateral fenestrations
  • Serrations on the superior and inferior surfaces
  • Comparable heights, widths, and angles
  • Materials and mechanical testing results are similar between the subject device and the listed predicates.
AI/ML Overview

The provided document is a 510(k) Premarket Notification for a medical device (AVS® PL PEEK Spacer System) and is primarily focused on demonstrating substantial equivalence to a predicate device, rather than presenting a study with specific acceptance criteria and detailed performance metrics for a novel AI/software device. As such, most of the information requested in your prompt (especially regarding AI/software performance, ground truth, sample sizes for training/test sets, expert adjudication, MRMC studies, and standalone performance) is not available in these documents.

However, I can provide the information that is present in the document which relates to the device's acceptable performance and the study (or rather, testing) that supports it, tailored to the context of a spinal implant.

Here's an analysis based on the provided text:

Acceptance Criteria and Device Performance for AVS® PL PEEK Spacer System

The acceptance criteria for this device are not explicitly stated in a quantitative table within the provided text. Instead, the document emphasizes substantial equivalence to predicate devices by demonstrating similar design features, materials, and mechanical testing results. The "study" mentioned isn't a clinical trial in the traditional sense, but rather "testing in compliance with FDA's June 12, 2007 'Class II Special Controls Guidance Document: Intervertebral Body Fusion Device'." This compliance is the core of its "performance."

Therefore, the "acceptance criteria" can be inferred as successful demonstration of:

  1. Equivalent Design Features: The device shares design characteristics with established predicate devices.
  2. Equivalent Materials: Uses similar materials to predicate devices.
  3. Equivalent Mechanical Performance: Achieves mechanical testing results comparable to predicate devices, in accordance with FDA guidance for intervertebral body fusion devices.

1. Table of Acceptance Criteria and Reported Device Performance

Acceptance Criteria (Inferred from Substantial Equivalence Claim)Reported Device Performance
Design Feature Equivalence:The subject AVS® PL PEEK Spacers and the predicates (AVS® PL PEEK Spacers and DePuy's Lumbar I/F Cage) share similar design features including:
- Hollow frame- Hollow frame PEEK Implant
- Lateral fenestrations- Lateral fenestrations
- Serrations on superior/inferior surfaces- Serrations on the superior and inferior surfaces
- Comparable dimensions (heights, widths, angles)- Comparable heights, widths, and angles
Material Equivalence:"Materials... are similar between the subject device and the listed predicates."
Mechanical Testing Equivalence:"Mechanical testing results are similar between the subject device and the listed predicates." Also, "Testing in compliance with FDA's June 12, 2007 'Class II Special Controls Guidance Document: Intervertebral Body Fusion Device' was performed for the AVS® PL PEEK Spacers and demonstrated substantially equivalent performance characteristics to the identified predicate device systems."
Intended Use Equivalence: (Implied, for regulatory acceptance)The device shares the same intended use: intervertebral body fusion with autogenous bone graft in patients with degenerative disc disease (DDD) at L2-S1, with or without Grade I spondylolisthesis, for skeletally mature patients after six months of non-operative therapy, implanted via posterior approach, and used with supplemental spinal fixation systems.

2. Sample size used for the test set and the data provenance:

  • Sample Size: Not specified in the provided text. The "testing" likely refers to benchtop mechanical and material testing, not human subject data.
  • Data Provenance: Not explicitly stated for specific test data beyond "Testing in compliance with FDA's June 12, 2007 'Class II Special Controls Guidance Document: Intervertebral Body Fusion Device' was performed." This strongly implies lab-based, pre-clinical testing data rather than clinical patient data. There is no mention of country of origin or retrospective/prospective human data.

3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts:

  • Not applicable as this is a device modification for a spinal implant, not an AI/software device requiring expert interpretation of diagnostic images or patient outcomes. The "ground truth" for a mechanical device is its physical and material properties meeting specified engineering standards.

4. Adjudication method for the test set:

  • Not applicable for the type of device and testing described. Adjudication typically applies to expert consensus in clinical data review.

5. If a multi-reader multi-case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:

  • Not applicable. This is not an AI/software device.

6. If a standalone (i.e., algorithm only without human-in-the-loop performance) was done:

  • Not applicable. This is not an AI/software device.

7. The type of ground truth used:

  • The "ground truth" for this device's performance would be established through engineering specifications, material science testing standards, and established mechanical testing protocols (e.g., fatigue testing, static compression, subsidence testing as outlined in relevant ASTM or ISO standards for spinal implants, which would be referenced by the FDA guidance document). The results of these tests are compared against performance criteria derived from the predicate devices and the FDA guidance.

8. The sample size for the training set:

  • Not applicable. This is not an AI/software device that utilizes a "training set."

9. How the ground truth for the training set was established:

  • Not applicable. This is not an AI/software device that utilizes a "training set."

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K093704 Page 1 of 2

Special 510(k) Premarket Notification

Special 510(k) Summary of Safety and Effectiveness: Modifications to the AVS® PL PEEK Spacer System

Proprietary Name:

DEC 2 3 2009

AVS® PL PEEK Spacer System

Common Name:

Spinal Fixation Appliances

Proposed Regulatory Class:

Class II

Intervertebral body fusion device 21 CFR 888.3080

Device Product Code:

MAX

Kimberly Lane

For Information contact:

Date Summary Prepared:

Predicate Device

Predicate Device Information

Regulatory Affairs Specialist 2 Pearl Court Allendale, NJ 07401 Telephone: (201) 760-8215 Fax: (201) 760-8415 Email: kimberly.lane@stryker.com

November 30, 2009

AVS® PL PEEK Spacers and DePuy AcroMed, Inc. Lumbar I/F Cage with VSP Spine System: P960025 (i.e., Brantigan Cage) The subject AVS PL PEEK Spacers and the predicates AVS PL PEEK Spacers and DePuy's Lumbar I/F Cage (i.e., Brantigan Cage) share similar design features:

  • · Hollow frame PEEK Implant
  • · Lateral fenestrations
  • · Serrations on the superior and inferior surfaces
  • · Comparable heights, widths, and angles
  • · Materials and mechanical testing results are similar between the subject device and the listed predicates.

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K093704 Page Lot

Special 510(k) Premarket Notification

Description of Device Modification

Intended Use

Summary of the Technological Characteristics

This Special 510(k) premarket notification is intended to introduce the same design modifications applied to the AVS® PL PEEK Spacers cleared under K080758, K082014 and K090816.

Note that the AVS® PL PEEK Spacers may also be referred to as AVS® Plus or AVS® PL-UniLIF.

The Stryker Spine AVS® PL PEEK Spacers are intervertebral body fusion devices indicated for use with autogenous bone graft in patients with degenerative disc disease (DDD) at one level or two contiguous levels from L2 to S1.

DDD is defined as back pain of discogenic origin with degeneration of the disc confirmed by history and radiographic studies. The DDD patients may also have up to Grade I spondylolisthesis at the involved level(s). These patients should be skeletally mature and have six months of nonoperative therapy.

The AVS® PL PEEK Spacers are to be implanted via posterior approach.

The AVS® PL PEEK Spacers are intended to be used with supplemental spinal fixation systems that have been cleared for use in the lumbosacral spine (i.e., posterior pedicle screw and rod systems).

Testing in compliance with FDA's June 12, 2007 "Class II Special Controls Guidance Document: Intervertebral Body Fusion Device" was performed for the AVS® PL PEEK Spacers and demonstrated substantially equivalent performance characteristics to the identified predicate device systems.

{2}------------------------------------------------

DEPARTMENT OF HEALTH & HUMAN SERVICES

Image /page/2/Picture/1 description: The image is a circular seal or logo. The seal contains the words "DEPARTMENT OF HEALTH & HUMAN SERVICES - USA" arranged around the circumference of the circle. Inside the circle is a stylized graphic of an abstract bird-like figure, possibly representing a crane or similar bird in flight.

Public Health Service

DEC 2 3 2009

Food and Drug Administration 10903 New Hampshire Avenue Document Control Room W-O66-0609 Silver Spring, MD 20993-0002

Stryker Corp. % Stryker Spine Ms. Kimberly Lane 2 Pearl Court Allendale, New Jersey 07401

Re: K093704

Trade/Device Name: Stryker Spine AVS® PL PEEK Spacers Regulation Number: 21 CFR 888.3080 Regulation Name: Intervertebral body fusion device Regulatory Class: II Product Code: MAX Dated: November 30, 2009 Received: December 1, 2009

Dear Ms. Lane:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting (reporting of medical device-related adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

{3}------------------------------------------------

Page 2 – Ms. Kimberly Lane

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801), please go to http://www.fda.gov/AboutFDA/CentersOffices/CDRH/CDRHOffices/ucm115809.htm for the Center for Devices and Radiological Health's (CDRH's) Office of Compliance. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to

http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Small Manufacturers, International and Consumer Assistance at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/Resourcesfor You/Industry/default.htm.

Sincerely yours.

Mark N. Melkerson Director Division of Surgical, Orthopedic, and Restorative Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

{4}------------------------------------------------

Indications for Use

510(k) Number (if known): K 09 3704

Device Name: Stryker Spine AVS® PL PEEK Spacers

Indications For Use:

The Stryker Spine A VS® PL PEEK Spacers are intervertebral body fusion devices indicated for use with autogenous bone graft in patients with degenerative disc disease (DDD) at one level or two contiguous levels from L2 to S1.

DDD is defined as back pain of discogenic origin with degeneration of the disc confirmed by history and radiographic studies. The DDD patients may also have up to Grade I spondylolisthesis at the involved level(s). These patients should be skeletally mature and have six months of nonoperative therapy.

The AVS® PL PEEK Spacers are to be implanted via posterior approach.

The AVS® PL PEEK Spacers are intended to be used with supplemental spinal fixation systems that have been cleared for use in the lumbosacral spine (i.e., posterior pedicle screw and rod systems).

Prescription Use × (Part 21 CFR 801 Subpart D) AND/OR

Over-The-Counter Use (21 CFR 807 Subpart C)

(PLEASE DO NOT WRITE BELOW THIS LINE-CONTINUE ON ANOTHER PAGE IF NEEDED)

Concurrence of CDRH, Office of Device Evaluation (ODE)

l

(Division Sign-Off) Division of Surgical, Orthopedic, and Restorative Devices

510(k) Number K093704

§ 888.3080 Intervertebral body fusion device.

(a)
Identification. An intervertebral body fusion device is an implanted single or multiple component spinal device made from a variety of materials, including titanium and polymers. The device is inserted into the intervertebral body space of the cervical or lumbosacral spine, and is intended for intervertebral body fusion.(b)
Classification. (1) Class II (special controls) for intervertebral body fusion devices that contain bone grafting material. The special control is the FDA guidance document entitled “Class II Special Controls Guidance Document: Intervertebral Body Fusion Device.” See § 888.1(e) for the availability of this guidance document.(2) Class III (premarket approval) for intervertebral body fusion devices that include any therapeutic biologic (e.g., bone morphogenic protein). Intervertebral body fusion devices that contain any therapeutic biologic require premarket approval.
(c)
Date premarket approval application (PMA) or notice of product development protocol (PDP) is required. Devices described in paragraph (b)(2) of this section shall have an approved PMA or a declared completed PDP in effect before being placed in commercial distribution.