K Number
K063300
Date Cleared
2007-01-29

(89 days)

Product Code
Regulation Number
866.1645
Reference & Predicate Devices
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The BD Phoenix™ Automated Microbiology System is intended for the rapid identification and in vitro antimicrobial susceptibility testing of isolates from pure culture of most aerobic and facultative anaerobic Gram-negative and Gram-positive bacteria of human origin.

The BD Phoenix™ Automated Microbiology System is intended for in vitro quantitative determination of antimicrobial susceptibility by minimal inhibitory concentration (MIC) of most Gram-negative aerobic and facultative anaerobic bacteria isolates from pure culture for Enterobacteriaceae and Non-Enterobacteriaceae and most Gram-positive bacteria isolates from pure culture belonging to the genera Staphylococcus and Enterococcus.

This premarket notification is for the addition of the antimicrobial agent cefpodoxime at concentrations of 0.125-8 ug/mL to Gram-negative ID/AST or AST only Phoenix panels. Cefpodoxime has been shown to be active in vitro against most strains of microorganisms listed below, as described in the FDA-approved package insert for this antimicrobial agent.

Active In Vitro and in Clinical Infections Against: Escherichia coli Klebsiella pneumoniae

Active In Vitro Against: Citrobacter koseri (formerly Citrobacter diversus) Klebsiella oxytoca Proteus vulgaris

Device Description

The BD Phoenix Automated Microbiology System (Phoenix System) is an automated system for the rapid identification (ID) and antimicrobial susceptibility testing (AST) of clinically releyant bacterial isolates. The system includes the following components:

  • BD Phoenix instrument and software.
  • BD Phoenix panels containing biochemicals for organism ID testing and antimicrobial agents . for AST determinations.
  • BD Phoenix ID Broth used for performing ID tests and preparing AST Broth inoculum. ●
  • BD Phoenix AST Broth used for performing AST tests only. .
  • BD Phoenix AST Indicator solution added to the AST Broth to aid in bacterial growth . determination.

The Phoenix AST method is a broth based microdilution test. The Phoenix system utilizes a redox indicator for the detection of organism growth in the presence of an antimicrobial agent. Measurements of changes to the indicator as well as bacterial turbidity are used in the determination of bacterial growth. Each AST panel configuration contains several antimicrobial agents with a wide range of two-fold doubling dilution concentrations.

The Phoenix panel is a sealed and self-inoculating molded polystyrene tray with 136 micro-wells containing dried reagents. Organisms for susceptibility testing must be a pure culture and preliminarily identified as a Gram-negative or Gram-positive isolate. Phoenix panels are inoculated with a specified organism density and placed in the instrument.

The instrument houses the panels where they are continuously incubated at a nominal temperature of 35°C. The instrument takes readings of the panels every 20 minutes. The readings are interpreted to give an identification of the isolate, minimum inhibitory concentration (MIC) values and category interpretations, S, I, or R (sensitive, intermediate, or resistant).

AI/ML Overview

Acceptance Criteria and Device Performance Study for BD Phoenix™ Automated Microbiology System – Cefpodoxime

The BD Phoenix™ Automated Microbiology System, with the addition of Cefpodoxime (0.125-8 µg/mL), was evaluated for its ability to determine antimicrobial susceptibility in Gram-negative organisms. The study demonstrated substantial equivalence to the CLSI reference broth microdilution method.

1. Table of Acceptance Criteria and Reported Device Performance

The acceptance criteria for antimicrobial susceptibility testing systems, as outlined by the FDA guidance document "Class II Special Controls Guidance Document: Antimicrobial Susceptibility Test (AST) Systems; Guidance for Industry and FDA", February 5, 2003, and "Guidance on Review Criteria for Assessment of Antimicrobial Susceptibility Devices", March 8, 2000, are generally based on Essential Agreement (EA) and Category Agreement (CA) thresholds. While the exact numerical criteria are not explicitly stated as "acceptance criteria" in the provided text, the study evaluates performance against these metrics.

Performance MetricAcceptance Criteria (Implicit from FDA Guidance)Reported Device Performance (Cefpodoxime - Gram-negative Organisms)Comments
Essential Agreement (EA)Typically ≥ 90%Not explicitly stated but implied to meet substantial equivalenceEA occurs when the BD Phoenix™ Automated Microbiology System agrees exactly or within + one two-fold dilution to the reference result. The study concludes substantial equivalence based on overall performance.
Category Agreement (CA)Typically ≥ 90%Not explicitly stated but implied to meet substantial equivalenceCA occurs when the BD Phoenix™ Automated Microbiology System agrees with the reference method with respect to the FDA categorical interpretive criteria (susceptible, intermediate, and resistant). The study concludes substantial equivalence based on overall performance.
Intra-site ReproducibilityGenerally > 90%> 90%Achieved through triplicate testing on three different days at each site.
Inter-site ReproducibilityGenerally > 95%> 95%Evaluated across three sites.

Note: The provided table in the summary (Table 1: Performance of BD Phoenix System for Gram-negative Organisms by Drug) appears corrupted and does not clearly present the numerical EA and CA values for Cefpodoxime. However, the text explicitly states: "The performance of the Phoenix System was assessed by calculating Essential Agreement (EA) and Category Agreement (CA) to expected/reference results for all isolates tested," and then concludes that the system "demonstrates that testing on the BD Phoenix™ Automated Microbiology System with this antimicrobial agent is substantially equivalent." This implies that the observed EA and CA values met the FDA's criteria for substantial equivalence.

2. Sample Size Used for the Test Set and Data Provenance

  • Test Set Sample Size: The exact number of isolates used in the clinical study (test set) is not specified. It is mentioned as "Clinical, stock and challenge isolates were tested."
  • Data Provenance: The isolates were collected from "multiple geographically diverse sites across the United States." This indicates prospective and retrospective data collection, as "stock and challenge isolates" often represent curated collections, while "clinical isolates" are likely collected prospectively during the study period.

3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications

This information is not provided in the given text. For antimicrobial susceptibility testing, the "ground truth" is typically established by performing the CLSI reference broth microdilution method. While this method requires skilled laboratory personnel, it doesn't typically involve "experts" in the same way, for example, a radiologist reviewing images. The reference method itself is the gold standard.

4. Adjudication Method for the Test Set

The concept of an "adjudication method" (like 2+1 or 3+1) is not applicable here. This kind of adjudication is usually for subjective interpretations (e.g., medical image diagnosis) where human disagreement needs to be resolved. In AST, the reference method provides a quantitative result (MIC) and a categorical interpretation (S, I, R) based on established breakpoints, which is considered objective. Discordant results between the device and the reference method are typically analyzed, but not "adjudicated" by experts in the traditional sense.

5. If a Multi Reader Multi Case (MRMC) Comparative Effectiveness Study Was Done

No, an MRMC comparative effectiveness study was not explicitly described. The study compares the automated system's performance to a reference method, not to human readers with vs. without AI assistance. The BD Phoenix System is an automated system for determining antimicrobial susceptibility, acting as a standalone diagnostic tool rather than an assistance tool for human interpretation in the context of the provided document.

6. If a Standalone Study Was Done

Yes, a standalone study was done. The entire study described is a standalone performance evaluation of the BD Phoenix™ Automated Microbiology System with Cefpodoxime. The system, without human intervention in the interpretation phase, generates MIC values and categorical interpretations that are then compared to the CLSI reference method.

7. The Type of Ground Truth Used

The type of ground truth used was the CLSI reference broth microdilution method. This is the widely accepted gold standard for antimicrobial susceptibility testing. For challenge set isolates, the ground truth was "expected results," which are typically pre-determined based on extensive prior testing or known characteristics of the strains.

8. The Sample Size for the Training Set

The document does not specify the sample size for the training set. The descriptions focus on the evaluation of the device's performance against reference methods. As an in vitro diagnostic device for susceptibility testing, the "training set" might refer to the data used historically to develop and validate the algorithms within the Phoenix system itself—information not typically disclosed in a 510(k) summary for a new antimicrobial addition.

9. How the Ground Truth for the Training Set Was Established

The document does not specify how the ground truth for any potential training set was established. Similar to point 8, this information pertains to the internal development of the Phoenix system's core algorithms, which predates the specific 510(k) submission for the addition of a new antimicrobial agent like Cefpodoxime. For AST systems, the ground truth for algorithmic development would also rely on established reference methods like CLSI broth microdilution.

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510(K) SUMMARY

SUBMITTED BY:Becton, Dickinson and Company7 Loveton CircleSparks, MD 21152Phone: 410-316-4161Fax: 410-316-4499JAN 2 9 2007
CONTACT NAME:Vicki Kennedy WhitleyRegulatory Affairs Specialist
DATE PREPARED:January 9, 2007
DEVICE TRADE NAME:BD Phoenix™ Automated Microbiology System –Cefpodoxime 0.125-8 µg/mL
DEVICE COMMON NAME:Antimicrobial susceptibility test system-short incubation
DEVICE CLASSIFICATION:Fully Automated Short-Term Incubation Cycle AntimicrobialSusceptibility Device, 21 CFR 866.1645
PREDICATE DEVICES:VITEK® System (PMA No. N50510) and BD Phoenix™Automated Microbiology System with Gatifloxacin (K02032May 23, 2002), Ofloxacin (K020323, April 14, 2002), andLevofloxacin (K020322, March 27, 2002).
INTENDED USE:The BD Phoenix™ Automated Microbiology System isintended for the rapid identification and in vitro antimicrobialsusceptibility testing of isolates from pure culture of mostaerobic and facultative anaerobic Gram-negative and Gram-positive bacteria of human origin.

DEVICE DESCRIPTION:

The BD Phoenix Automated Microbiology System (Phoenix System) is an automated system for the rapid identification (ID) and antimicrobial susceptibility testing (AST) of clinically releyant bacterial isolates. The system includes the following components:

  • BD Phoenix instrument and software.
  • BD Phoenix panels containing biochemicals for organism ID testing and antimicrobial agents . for AST determinations.
  • BD Phoenix ID Broth used for performing ID tests and preparing AST Broth inoculum. ●
  • BD Phoenix AST Broth used for performing AST tests only. .
  • BD Phoenix AST Indicator solution added to the AST Broth to aid in bacterial growth . determination.

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The Phoenix AST method is a broth based microdilution test. The Phoenix system utilizes a redox indicator for the detection of organism growth in the presence of an antimicrobial agent. Measurements of changes to the indicator as well as bacterial turbidity are used in the determination of bacterial growth. Each AST panel configuration contains several antimicrobial agents with a wide range of two-fold doubling dilution concentrations.

The Phoenix panel is a sealed and self-inoculating molded polystyrene tray with 136 micro-wells containing dried reagents. Organisms for susceptibility testing must be a pure culture and preliminarily identified as a Gram-negative or Gram-positive isolate. Phoenix panels are inoculated with a specified organism density and placed in the instrument.

The instrument houses the panels where they are continuously incubated at a nominal temperature of 35°C. The instrument takes readings of the panels every 20 minutes. The readings are interpreted to give an identification of the isolate, minimum inhibitory concentration (MIC) values and category interpretations, S, I, or R (sensitive, intermediate, or resistant).

DEVICE COMPARISON:

The BD Phoenix™ Automated Microbiology System demonstrated substantially equivalent performance when compared with the CLSI reference broth microdilution method. This premarket notification provides data supporting the use of the BD Phoenix™ Automated Microbiology System Gram-negative ID/AST or AST only Phoenix panels with this antimicrobial agent.

SUMMARY OF SUBSTANTIAL EQUIVALENCE TESTING:

The BD Phoenix™ Automated Microbiology System has demonstrated substantially equivalent performance when compared to the CLSI reference broth microdilution method (AST panels prepared according to CLSI M7). The system has been evaluated as defined in the FDA guidance document, "Class II Special Controls Guidance Document: Antimicrobial Susceptibility Test (AST) Systems; Guidance for Industry and FDA", February 5, 2003.

Site Reproducibility

Intra- and inter-site reproducibility of this antimicrobial agent in the BD Phoenix System was evaluated at three sites using a panel of Gram-negative isolates. Each site tested the isolates in triplicate on three different days using one lot of Gram-negative Phoenix panels containing this antimicrobial agent and associated reagents.

The results of the study demonstrate for the this antimicrobial agent there was an overall intra-site reproducibility of greater than 90% and an overall inter-site reproducibility greater than 95% for the Gram-negative isolates tested.

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Clinical Studies

Clinical, stock and challenge isolates were tested across multiple geographically diverse sites across the United States to demonstrate the performance of the Phoenix antimicrobial susceptibility test with the Gram-negative Phoenix panel format containing this antimicrobial agent. Phoenix System results for Challenge set isolates were compared to the expected results. Phoenix System results for clinical isolates were compared to the results obtained from the CLSI reference broth microdilution method.

The performance of the Phoenix System was assessed by calculating Essential Agreement (EA) and Category Agreement (CA) to expected/reference results for all isolates tested. Essential Agreement (EA) occurs when the BD Phoenix™ Automated Microbiology System agrees exactly or within + one two-fold dilution to the reference result. Category Agreement (CA) occurs when the BD Phoenix™ Automated Microbiology System agrees with the reference method with respect to the FDA categorical interpretive criteria (susceptible, intermediate, and resistant).

Table 1 summarizes the performance for the isolates tested in this study.

Table 1: Performance of BD Phoenix System for Gram-negative Organisms by Drug

and and the comments of the comments of the first of the first of the first of the comments of the comments of the comments of the comments of the comments of the first of thAtimicrobia'1 17 772 Section and 10 mm 10 mm 10 mm 10 mm 11 mm 15 mm 15 mm 15 mSTATUTE AND THE FOR THE OWNER OF THE PERSONAL PROPERTY OFoncentration.19123.The maint of the research and research and------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
etnodoxime------------------------------------------------------------------------------------------------------------------------------------------------------------------------------100AAAF IN THE FEST & E SE SECREEN WAS COLLEGION CHANNE CHANNE CHANNE CHANNE A BREAKPAAﮯ ﮐﮯ ﻟﯿﮯ ﮐﮧ ﻟﯿﮯ ﮐﮧ ﺍﯾﮏ ﮐﺎ ﺭﻗﺒﮧ 19905i80 1 11801 15 80 8100000, FAP. W al a.C

Conclusions Drawn from Substantial Equivalence Studies

The data collected from the substantial equivalence studies demonstrate that testing on the BD Phoenix™ Automated Microbiology System with this antimicrobial agent is substantially equivalent as outlined in the FDA draft guidance document, "Guidance on Review Criteria for Assessment of Antimicrobial Susceptibility Devices", March 8, 2000. Technological characteristics of this system are substantially equivalent to those used in the VITEK® system, which received approval by the FDA under PMA number N50510 and BD Phoenix™ Automated Microbiology System with Gatifloxacin (K020321, May 23, 2002), Ofloxacin (K020323, April 14, 2002), and Levofloxacin (K020322, March 27, 2002).

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DEPARTMENT OF HEALTH & HUMAN SERVICES

Image /page/3/Picture/1 description: The image shows the logo for the U.S. Department of Health & Human Services. The logo consists of a stylized eagle with its wings spread, and the text "DEPARTMENT OF HEALTH & HUMAN SERVICES - USA" is arranged in a circular fashion around the eagle. The logo is black and white.

Re:

Public Health Service

Food and Drug Administration 2098 Gaither Road Rockville MD 20850

Ms. Vicki K. Whitley Regulatory Affairs Specialist BD Diagnostics Systems Becton, Dickinson and Company 7 Loveton Circle Sparks, MD 21152

JAN 2 9 2007

K063300 Trade/Device Name: BD Phoenix™ Automated Microbiology System Cefpodoxime (0.125-8 µg/mL) - Gram-negative ID/AST or AST Regulation Number: 21 CFR 866.1645 Regulation Name: Fully Automated Short-Term Incubation Cycle Antimicrobial Susceptibility Devices Regulatory Class: Class II Product Code: LON Dated: October 31, 2006 Received: November 1, 2006

Dear Ms. Whitley:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to such additional controls. Existing major regulations affecting your device can be found in Title 21, Code of Federal Regulations (CFR), Parts 800 to 895. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Parts 801 and 809); and good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820).

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This letter will allow you to begin marketing your device as described in your Section 510(k) premarket notification. The FDA finding of substantial equivalence of your device to a legally marketed predicate device results in a classification for your device and thus, permits your device to proceed to the market.

If you desire specific information about the application of labeling requirements to your device, or questions on the promotion and advertising of your device, please contact the Office of In Vitro Diagnostic Device Evaluation and Safety at (240)276-0450. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21CFR Part 807.97). Other general information on your responsibilities under the Act may be obtained from the Division of Small Manufacturers, International and Consumer Assistance at its toll-free number (800) 638-2041 or (301) 443-6597 or at its Internet address http://www.fda.gov/cdrh/dsma/dsmamain.html.

Sincerely yours,

Sally autry

Sally A. Hojvat, M.Sc., Ph.D. Director Division of Microbiology Devices Office of In Vitro Diagnostic Device Evaluation and Safety Center for Devices and Radiological Health

Enclosure

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Page 1_of 1

510(k) Number: K063300

Device Name: BD Phoenix™ Automated Microbiology System for use with the antimicrobial agent cefpodoxime (0.125-8 µg/m] - Gram-negative ID/AST or AST only Phoenix panels.

Indications for Use:

The BD Phoenix™ Automated Microbiology System is intended for in vitro quantitative determination of antimicrobial susceptibility by minimal inhibitory concentration (MIC) of most Gram-negative aerobic and facultative anaerobic bacteria isolates from pure culture for Enterobacteriaceae and Non-Enterobacteriaceae and most Gram-positive bacteria isolates from pure culture belonging to the genera Staphylococcus and Enterococcus.

This premarket notification is for the addition of the antimicrobial agent cefpodoxime at concentrations of 0.125-8 ug/mL to Gram-negative ID/AST or AST only Phoenix panels. Cefpodoxime has been shown to be active in vitro against most strains of microorganisms listed below, as described in the FDA-approved package insert for this antimicrobial agent.

Active In Vitro and in Clinical Infections Against: Escherichia coli Klebsiella pneumoniae

Active In Vitro Against: Citrobacter koseri (formerly Citrobacter diversus) Klebsiella oxytoca Proteus vulgaris

Prescription Use V (Per 21 CFR 801.109) Over-the-Counter Use

(PLEASE DO NOT WRITE BELOW THIS LINE-CONTINUE ON ANOTHER PAGE IF NEEDED)

Concurrence of CDRH, Office of Device Evaluation (ODE)

Lueddie In. Poole

Division Sign-Off

Office of In Vitro Diagnostic Device Evaluation and Safety

K063300

BD Diagnostic Systems Becton, Dickinson and Company

Page 9

§ 866.1645 Fully automated short-term incubation cycle antimicrobial susceptibility system.

(a)
Identification. A fully automated short-term incubation cycle antimicrobial susceptibility system is a device that incorporates concentrations of antimicrobial agents into a system for the purpose of determining in vitro susceptibility of bacterial pathogens isolated from clinical specimens. Test results obtained from short-term (less than 16 hours) incubation are used to determine the antimicrobial agent of choice to treat bacterial diseases.(b)
Classification. Class II (special controls). The special control for this device is FDA's guidance document entitled “Class II Special Controls Guidance Document: Antimicrobial Susceptibility Test (AST) Systems; Guidance for Industry and FDA.”