K Number
K062932
Date Cleared
2007-10-19

(386 days)

Product Code
Regulation Number
862.1675
Reference & Predicate Devices
Predicate For
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

Ahlstrom 226 specimen collection paper is intended to be used as a medium to collect and transport blood specimen spots to a laboratory. The 226 paper will be in the format of a printed card that may be incorporated along with a tear-apart form for demographic information.

Device Description

Ahlstrom 226 specimen collection paper is designed to provide a uniform surface for the collection of blood spots. A drop of blood is applied to the filter paper and allowed to soak through the paper. The sample is then air dried and sent to a laboratory for further analysis.

This specimen collection paper is made from 100 % pure cotton linters with no wetstrength additives added and conforms to the Recognized Consensus Standard NCCLS LA4-A3.

This device has 4 crucial performance characteristics that can be performed with lysed or intact red blood cells: blood absorption time, blood spot diameter, serum absorption volume, and homogeneity.

AI/ML Overview

Acceptance Criteria and Device Performance for Ahlstrom 226 Specimen Collection Paper

1. Table of Acceptance Criteria and Reported Device Performance

The acceptance criteria for the Ahlstrom 226 Specimen Collection Paper are derived from the Recognized Consensus Standard NCCLS LA4-A3, Blood Collection on Filter Paper for Neonatal Screening Programs; Approved Standard - Third Edition (1997). The device performance was evaluated against these specifications.

Performance CharacteristicAcceptance Criteria (NCCLS LA4-A3)Reported Device Performance (Ahlstrom 226)
Mean blood absorption timeLysed red blood cells = 5 - 30 secondsWithin acceptable limits
Intact red blood cells = 5 - 30 secondsWithin acceptable limits
Mean blood-spot diameterLysed red blood cells = no range publishedWithin acceptable limits
Intact red blood cells = 15 – 17mmWithin acceptable limits
Mean serum-absorption volumeLysed red blood cells = 1.11 - 1.49 µLWithin acceptable limits
Intact red blood cells = 1.37 - 1.71µLWithin acceptable limits
HomogeneityLysed red blood cells p > 0.05p > 0.05
Intact red blood cells p > 0.05p > 0.05
Purity (Manufacturing)100% pure cotton fiber with no wet strength additivesManufactured from 100% pure cotton fiber with no wet strength additives
Basis weight110 lb +/- 5% per ream (179 g/m2 +/- 5%)110 lb +/- 5% per ream (179 g/m2 +/- 5%) (implied by compliance)
pH5.7 to 7.55.7 to 7.5 (implied by compliance)
Ash %0.1% maximum0.1% maximum (implied by compliance)

Note on "Within acceptable limits": The document states that the CDC's report indicated that "the parameters tested were within acceptable limits," and the independent testing laboratory also found their results to be "within acceptable limits" for the specific tests performed (serum absorption volume and blood spot diameter). This implies the device met the numerical ranges specified by NCCLS LA4-A3.

2. Sample Size and Data Provenance

  • Test Set Sample Size: Samples of three lots of Ahlstrom 226 specimen collection paper were used for the evaluation.
  • Data Provenance: The testing was conducted by two entities:
    1. The Centers for Disease Control and Prevention Newborn Screening Quality Assurance Program (CDC).
    2. An independent testing laboratory.
      The document does not specify the country of origin of the data, but the CDC is a US-based organization. The study appears to be prospective as it involved testing specific lots of the Ahlstrom 226 paper for regulatory submission.

3. Number of Experts and Qualifications for Ground Truth

  • The document does not explicitly state the "number of experts" or their specific "qualifications" in the traditional sense of clinical diagnostic studies (e.g., radiologists).
  • However, the testing was conducted by the Centers for Disease Control and Prevention (CDC) Newborn Screening Quality Assurance Program and an independent testing laboratory. These organizations are considered experts in laboratory testing and quality assurance for newborn screening. Their expertise and methods are implicitly accepted as authoritative for establishing ground truth regarding the physical and performance characteristics of the collection paper.

4. Adjudication Method for the Test Set

  • The document describes a form of independent verification/comparison rather than a traditional adjudication method.
  • Samples from the same three lots tested by the CDC were also sent to an independent testing laboratory. The purpose was to "compare the results for absorption volume and blood spot diameter to the CDC results and to compare lots of material run at different times to ensure consistency over time."
  • This suggests that the results from the CDC served as a primary reference, and the independent laboratory's findings provided a confirmation and assessment of consistency. There is no mention of a formal "adjudication" process like 2+1 or 3+1 concensus for disagreeing expert opinions, as the ground truth is established by objective laboratory measurements against a standard.

5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

  • No, an MRMC comparative effectiveness study was not done.
  • This device is a specimen collection paper, not a diagnostic imaging or screening algorithm that involves human readers. Therefore, the concept of human readers improving with or without AI assistance is not applicable to this type of device.

6. Standalone (Algorithm Only) Performance

  • A standalone performance evaluation was conducted. The entire study focused on the performance of the Ahlstrom 226 specimen collection paper itself (the "algorithm only" in a broader sense of device function) without human-in-the-loop interaction in the performance testing described. The device's physical and functional characteristics were tested directly by laboratory methods.

7. Type of Ground Truth Used

  • The ground truth used was based on objective laboratory measurements of the physical and performance characteristics of the filter paper against the recognized consensus standard NCCLS LA4-A3. This standard provides specific numerical ranges and statistical criteria for characteristics like blood absorption time, blood-spot diameter, serum-absorption volume, and homogeneity. The ground truth is essentially defined by these pre-established, industry-accepted performance specifications.

8. Sample Size for the Training Set

  • The document does not specify a separate training set sample size.
  • This type of device (a filter paper) and the testing described are not based on machine learning or AI models that typically require distinct training and test sets. The evaluation here is a direct performance validation against a standard.

9. How the Ground Truth for the Training Set Was Established

  • Since there is no "training set" in the context of machine learning, there is no ground truth established for a training set. The entire evaluation is a validation against pre-defined industry standards (NCCLS LA4-A3), which serve as the "ground truth" for acceptable performance of such devices.

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Image /page/0/Picture/0 description: The image contains the text "Ka62932" in a handwritten style at the top. Below this, the word "Ahlstrom" is printed in a bold, sans-serif font. To the right of "Ahlstrom" is a stylized graphic resembling a tree or plant with a thick trunk and a series of looped shapes forming the foliage.

510(k) Summary

OCT 1 9 2007

Submitter: Ahlstrom Filtration LLC. 122 West Butler Street Mount Holly Springs, PA 17065 Phone: 717.486.3438 Fax: 717.486.6411

Contact: Heather Mowers Preparation Date: September 13, 2006

Trade: Ahlstrom 226 specimen collection paper Product name -Common: Specimen collection paper

Classification name: tubes, vials, systems, serum separators, blood collection Class: II Product code: JKA Applicable CFR Section : 21 CFR 862.1675: Blood specimen collection device

Predicate device:

Whatman Body Fluid Collection Paper: Whatman BFC 18. K932661

Device description:

Ahlstrom 226 specimen collection paper is designed to provide a uniform surface for the collection of blood spots. A drop of blood is applied to the filter paper and allowed to soak through the paper. The sample is then air dried and sent to a laboratory for further analysis.

This specimen collection paper is made from 100 % pure cotton linters with no wetstrength additives added and conforms to the Recognized Consensus Standard NCCLS LA4-A3.

This device has 4 crucial performance characteristics that can be performed with lysed or intact red blood cells: blood absorption time, blood spot diameter, serum absorption volume, and homogeneity.

Intended use:

The Ahlstrom 226 specimen collection paper is intended to be used as a medium to collect and transport blood specimen spots to a laboratory. The 226 paper will be in the format of a printed card that may be incorporated along with a tear-apart form for demographic information.

Ahistrom Filtration Ll.C 122 West Butler Street Mount Holly Springs, PA 17065

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Description of device design requirements:

Critical physical properties during manufacturing are basis weight, pH and ash.

    1. Manufactured from 100% pure cotton fiber with no wet strength additives.
    1. Basis weight should be 110 lb +/- 5% per ream (179 g/m2 +/- 5%). A ream is defined as 500 sheets 24" x 36" (ASTM D646-96).
    1. The pH should be 5.7 to 7.5 (Test method ISO 6599:1981).
    1. Ash %: 0.1% maximum (Test method A of ASTM D586-97a).
    1. Manufacturer's name and lot number are indicated on the filter paper portion of all specimen collection devices.
    1. Printed devices contain at minimum the following information:
    • · Infant's name (last [and first if available])
    • · Mother's first and last name (optional: include mother's maiden name)
    • Sex
    • · Birth date (optional: include time of birth)
    • · Date of specimen collection
    • Infant's age (indicate if less than 24 hours; optional: include address and phone number)
    • · Patient identification number (e.g., medical record number; optional: include address and phone number)
    • · Birth weight
    • · Submitter's identification and address (optional: include birth facility)
    • · Physician's name (healthcare provider) and telephone number
    • · Name of newborn screening program and address
    • · Unique non-repeating serial number
    • · Expiration date of specimen collection device
    • · Appropriate number of preprinted circles

· Manufacturer and lot number of the filter paper indicated on the filter paper section, and manufacturer or printer listed on the patient information section of the form.

Description of the test method used:

The test method used can be found in the Recognized Consensus Standard: NCCLS LA4-A3, Blood Collection on Filter Paper for Neonatal Screening Programs; Approved Standard - Third Edition (1997) from the National Committee for Clinical Laboratory Standards (NCCLS). The performance specifications in this document include:

Mean blood absorption time:Lysed red blood cells = 5 - 30 secondsIntact red blood cells = 5 - 30 seconds
Mean blood-spot diameter:Lysed red blood cells = no range publishedIntact red blood cells = 15 – 17mm
Mean serum-absorption volume:Lysed red blood cells = 1.11 - 1.49 µLIntact red blood cells = 1.37 - 1.71µL

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Lysed red blood cells p >0.05 Homogeneity: Intact red blood cells p >0.05

Samples of three lots of Ahlstrom 226 specimen collection paper were sent to the Centers for Disease Control and Prevention Newborn Screening Quality Assurance Program (CDC) for evaluation using the NCCLS LA4-A3 standard applied to a solution of intact and/or lysed red blood cells. The CDC's report indicated that the parameters tested were within acceptable limits.

Additionally, samples from each of the lots of material tested by the CDC were sent to an independent testing laboratory for serum absorption volume and blood spot diameter testing following the same NCCLS standard. The purpose of this testing was to compare the results for absorption volume and blood spot diameter to the CDC results and to compare lots of material run at different times to ensure consistency over time. The results of this testing were also within acceptable limits.

Labeling/Packaging:

Printed forms are to be packaged in a manner such that they will not become compressed. Chemicals or other types of specimens should not be packaged in the same container used for shipment of blood spot specimens.

Conclusions:

The information provided in the pre-market notification demonstrates that Ahlstrom 226 Specimen Collection Paper is substantially equivalent to the predicate device. This equivalence was demonstrated through comparison of intended uses, physical properties, and specifications found in the Recognized Consensus Standard NCCLS LA4-A. The information supplied in the pre-market notification provides reasonable assurance that Ahlstrom 226 Specimen Collection Paper is safe and effective for the stated intended use.

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Image /page/3/Picture/1 description: The image is a black and white logo for the U.S. Department of Health and Human Services. The logo features a stylized eagle with its wings spread, and the words "DEPARTMENT OF HEALTH & HUMAN SERVICES • USA" are arranged in a circular pattern around the eagle. The eagle is depicted in a minimalist style, with simple lines and curves forming its body and wings. The text is in a sans-serif font and is evenly spaced around the circle.

Food and Drug Administration 10903 New Hampshire Avenue Document Control Center - WO66-G609 Silver Spring, MD 20993-0002

Ahlstrom Filtration LLC C/o Ms. Heather Mowers Research Associate 122 West Butler Street Mount Holly Springs, PA 17065

FEB 0 6 2015

Re: K062932

Trade/Device Name: Ahlstrom 226 Specimen Collection Paper Regulation Number: 21 CFR 862.1675 Regulation Name: Blood specimen collection device Regulatory Class: Class II Product Code: PJC Dated: July 12, 2007 Received: July 23, 2007

Dear Ms. Mowers:

This letter corrects our substantially equivalent letter of October 19, 2007.

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must

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Page 2 - Ms. Heather Mowers

comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807): labeling (21 CFR Parts 801 and 809 ): medical device reporting of medical device-related adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

If you desire specific advice for your device on our labeling regulation (21 CFR Parts 801 and 809, please contact the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to

http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm.

Sincerely yours.

Courtney H. Lias, Ph.D. DIRECTOR Division of Chemistry and Toxicology Devices Office of In Vitro Diagnostics and Radiological Health Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known):_ K062932

Device Name: Ahlstrom 226 Specimen Collection Paper

Indications For Use:

Ahlstrom 226 specimen collection paper is intended to be used as a medium to collect and transport blood specimen spots to a laboratory. The 226 paper will be in the format of a printed card that may be incorporated along with a tear-apart form for demographic information.

Prescription Use × (Part 21 CFR 801 Subpart D) AND/OR

Over-The-Counter Use (21 CFR 807 Subpart C)

(PLEASE DO NOT WRITE BELOW THIS LINE-CONTINUE ON ANOTHER PAGE IF NEEDED) ______________________________________________________________________________________________________________________________________________________________________ ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

Concurrence of CDRH, Office of In Vitro Diagnostic Devices (OIVD)

Division Sign-Off

Division Sign-Off

Office of In Vitro Diagnostic Device Evaluation and Safety

510(k) K062932

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§ 862.1675 Blood specimen collection device.

(a)
Identification. A blood specimen collection device is a device intended for medical purposes to collect and to handle blood specimens and to separate serum from nonserum (cellular) components prior to further testing. This generic type device may include blood collection tubes, vials, systems, serum separators, blood collection trays, or vacuum sample tubes.(b)
Classification. Class II.