(343 days)
Not Found. This is a De Novo classification request.
Not Found.
Yes
The summary explicitly states that the device is "Artificial Intelligence (AI)-based" and that the "Notal OCT Analyzer (NOA) is an artificial intelligence (AI) algorithmic module."
No
The device is described as an imaging system for monitoring, not for delivering treatment. The intended use explicitly states it is "not intended to be used to make treatment decisions or replace standard-of care regularly scheduled examinations and clinical testing."
Yes
The device is indicated for "visualization of intraretinal and subretinal hypo-reflective spaces" and provides "segmentation and an estimation of the volume of hyporeflective spaces" in patients diagnosed with neovascular age-related macular degeneration (NV-AMD), which are activities associated with diagnosing or monitoring a medical condition. While it explicitly states it is "not intended to be used to make treatment decisions," its role in imaging and analyzing features of a diagnosed condition aligns with diagnostic functions, particularly for monitoring in between clinical visits.
No
The device description explicitly states that the system consists of two elements: the "Notal Home OCT device" which patients use to self-image their eyes using Spectral-Domain OCT, and the "Notal Health Cloud" which contains the software. The "Notal Home OCT device" is clearly a hardware component used for imaging.
Based on the provided information, this device is not an In Vitro Diagnostic (IVD).
Here's why:
- IVDs are used to examine specimens derived from the human body. The Notal Vision Home OCT System directly images the eye (an anatomical site) using Spectral Domain OCT. It does not analyze biological samples like blood, urine, or tissue.
- The intended use is for visualization and estimation of volume of spaces within the eye. While this information is used by a physician for monitoring, it's based on imaging data, not the analysis of a biological specimen.
- The device description focuses on imaging hardware and image processing. This aligns with an in vivo imaging device, not an in vitro diagnostic device.
Therefore, the Notal Vision Home OCT System falls under the category of an in vivo imaging device used for monitoring an ophthalmic condition.
No
The letter does not state that the FDA has reviewed and approved or cleared a Predetermined Change Control Plan (PCCP) for this specific device. The section for "Control Plan Authorized (PCCP) and relevant text" explicitly states "Not Found".
Intended Use / Indications for Use
The Notal Vision Home Optical Coherence Tomography (OCT) System is an Artificial Intelligence (AI)-based Home Use device indicated for visualization of intraretinal and subretinal hypo-reflective spaces in a 10 by 10-degrees area centered on the point of fixation of eyes diagnosed with neovascular age-related macular degeneration (NV-AMD). In addition, it provides segmentation and an estimation of the volume of hyporeflective spaces. The Notal Home OCT device is intended for imaging at home between regularly scheduled clinic assessments and not intended to be used to make treatment decisions or replace standard-of care regularly scheduled examinations and clinical testing as needed, including in-office imaging and assessments for changes in vision, by an ophthalmologist.
Product codes
SAX
Device Description
The NVHO System is a device that consists of two elements:
- . Notal Home OCT device: patients use this to self-image their eyes using Spectral-Domain OCT: At the end of each scanning session the data is transmitted via a secured wireless communication to the Notal Health Cloud.
- Notal Health Cloud: cluster of servers and analysis units on which the Notal OCT . Analyzer (NOA) analyzes the scans received from the Notal Home OCT device. Processed data are presented on a dedicated interactive web-application, the Notal Home OCT Web Viewer.
Images are captured by the patient at home. An application icon-based Graphical User Interface (GUI) enables NV-AMD patients to self-image. The GUI, presented on an external touch screen, takes the patient step-by-step through the scanning flow. The device contains an internal mini-display that presents an interactive fixation target to the subject. Upon self-imaging, images are automatically and securely transmitted to the Notal Health Cloud for viewing by the prescribing user. Raw data are fed into a Volume Generator (VG) module for OCT B-scan reconstruction, Manufacturer Signal Quality Index (MSI) calculation, segmentation, registration, volume scan reconstruction and alignment. Images are fed into the Notal Home OCT Web-viewer for display, and into NOA for analysis.
Mentions image processing
Yes
Mentions AI, DNN, or ML
Yes
Input Imaging Modality
Optical Coherence Tomography (OCT) - Spectral Domain OCT
Anatomical Site
Macula (central 10 degrees of the macula, 10 by 10-degrees area centered on the point of fixation)
Indicated Patient Age Range
Adults aged 55 years or older. (No minimum or maximum age requirement for eligibility in 006 study, but 001 study enrolled 55 years or older).
Intended User / Care Setting
Home Use (patient self-imaging) for patients; Eyecare Providers (prescribing user) for review on a dedicated interactive web-application (Notal Home OCT Web Viewer).
Description of the training set, sample size, data source, and annotation protocol
A detailed description of data used to train and test the algorithms was provided, including cases, sources, demographics and reference standards. (Further details not provided in the summary).
Description of the test set, sample size, data source, and annotation protocol
A detailed description of data used to train and test the algorithms was provided, including cases, sources, demographics and reference standards. (Further details not provided in the summary).
Summary of Performance Studies (study type, sample size, AUC, MRMC, standalone performance, key results)
Two pivotal clinical studies were conducted:
-
C2021.001 study ("001 Study"): A 5-Week "Home OCT Fluid Visualization Agreement Study"
- Study Type: Prospective, longitudinal study.
- Sample Size: 198 participants enrolled. Safety cohort: 180 participants. Modified Visualization Analysis Population (mVAP) cohort: 160 participants.
- Key Results:
- Primary Effectiveness Endpoints:
- Positive Percent Agreement (PPA) and Negative Percent Agreement (NPA) of central macular (central 3x3-mm area) fluid status between NVHO and RC-graded CIRRUS HD-OCT scans.
- TRO (Total Retinal Hypo-reflective spaces) Visualization (mVAP cohort):
- PPA: 0.864 (95% CI 0.802, 0.926; p=0.043)
- NPA: 0.849 (95% CI 0.792, 0.907; p=0.094)
- Point estimates and 95% CIs per 2000 Cluster Bootstrap resampling: PPA 0.877 [143/163] (95% CI, 0.819-0.929); NPA 0.849 [124/146] (95% CI, 0.802-0.894).
- TRO (Total Retinal Hypo-reflective spaces) Visualization (mVAP cohort):
- Success rate of initial NVHO setup: 86.7% (95% CI 80.8% - 91.3%; 156/180).
- Success rate for NVHO self-imaging: 96.1% (95% CI 92.2% - 98.4%).
- Positive Percent Agreement (PPA) and Negative Percent Agreement (NPA) of central macular (central 3x3-mm area) fluid status between NVHO and RC-graded CIRRUS HD-OCT scans.
- Secondary Endpoints:
- Successful transmission of any self-imaging to the Notal Health Cloud: 97.2% (95% CI, 93.6% - 99.1%) in study eyes.
- Successful transmission of completed self-imaging to the Notal Health Cloud: 96.7% (95% CI, 92.9% - 98.8%) in study eyes.
- Safety: 10 adverse events (AEs) reported for six participants (4 serious and non-ocular, 2 ocular and not vision loss related). None considered related to the NVHO device.
- Primary Effectiveness Endpoints:
-
C2012.006 study ("006 Study"): A cross-sectional in-office study for "The Evaluation of the Agreement and Precision of the Notal Vision Home OCT in the Automatic Fluid Quantification in Patients with NV-AMD."
- Study Type: Prospective, cross-sectional, observational, single-visit study.
- Sample Size: 398 participants enrolled. Safety cohort: 387 participants. Fluid Precision Analysis Population and Fluid Agreement Analysis Population: 331 participants. Dice Analysis Population: 336 participants.
- Key Results:
- Repeatability and Reproducibility:
- TRO 10 VU: repeatability %CVs ranged from 5.9% to 25.0%; reproducibility %CVs ranged from 11.4% to 33.4%.
- Agreement (Dice Coefficient):
- Comparing NOA-Grader TRO DICE to Grader-Grader TRO DICE (N*=278 to 299):
- NOA vs. Grader 1: Dice Mean = 0.5819 +/- 0.2958 (95% CI 0.5470, 0.6168), Median = 0.6802
- NOA vs. Grader 2: Dice Mean = 0.5655 +/- 0.3203 (95% CI 0.5284, 0.6026), Median = 0.6844
- NOA vs. Grader 3: Dice Mean = 0.5196 +/- 0.3182 (95% CI 0.4834, 0.5558), Median = 0.6123
- Grader 1 vs. Grader 2: Dice Mean = 0.6222 +/- 0.2754 (95% CI 0.5897, 0.6546), Median = 0.7221
- NPA for Dice coefficient for NOA vs Graders ranged from 0.734 to 0.787 for TRO, 0.764 to 0.856 for SRO, and 0.946 to 0.966 for IRO.
- Comparing NOA-Grader TRO DICE to Grader-Grader TRO DICE (N*=278 to 299):
- Pixel-level Positive Percent Agreement (PPA) of Study Eyes on NVHO Scan:
- "True" Grader 1, "Test" NOA for TRO: Mean PPA = 0.5315 +/- 0.2958 (95% CI 0.4963, 0.5668), Median = 0.6011.
- "True" Grader 2, "Test" NOA for TRO: Mean PPA = 0.5919 +/- 0.2686 (95% CI 0.5589, 0.6249), Median = 0.6600.
- "True" Grader 3, "Test" NOA for TRO: Mean PPA = 0.4832 +/- 0.3162 (95% CI 0.4466, 0.5198), Median = 0.5143.
- Repeatability and Reproducibility:
Key Metrics (Sensitivity, Specificity, PPV, NPV, etc.)
Positive Percent Agreement (PPA), Negative Percent Agreement (NPA), Dice Coefficient, Repeatability %CV, Reproducibility %CV.
Predicate Device(s)
Not Found. This is a De Novo classification request.
Reference Device(s)
Not Found.
Predetermined Change Control Plan (PCCP) - All Relevant Information
Not Found.
N/A
0
DE NOVO CLASSIFICATION REQUEST FOR NOTAL VISION HOME OPTICAL COHERENCE TOMOGRAPHY (OCT) SYSTEM
REGULATORY INFORMATION
FDA identifies this generic type of device as:
Home monitoring ophthalmic imaging device. A home monitoring ophthalmic imaging device is a prescription self-imaging device that incorporates imaging system hardware and automated image processing and analysis to enable patients at home to provide measurements that are intended for use by a physician for monitoring ophthalmic diseases or conditions in between regularly scheduled assessments.
NEW REGULATION NUMBER: 21 CFR 886.1600
CLASSIFICATION: Class II
PRODUCT CODE: SAX
BACKGROUND
DEVICE NAME: Notal Vision Home Optical Coherence Tomography (OCT) System
SUBMISSION NUMBER: DEN230043
DATE DE NOVO RECEIVED: June 7, 2023
SPONSOR INFORMATION:
Notal Vision, Inc. 7717 Coppermine Drive Manassas, VA 20109
INDICATIONS FOR USE
The Notal Vision Home Optical Coherence Tomography (OCT) System is indicated as follows:
The Notal Vision Home Optical Coherence Tomography (OCT) System is an Artificial Intelligence (AI)-based Home Use device indicated for visualization of intraretinal and subretinal hypo-reflective spaces in a 10 by 10-degrees area centered on the point of fixation of eyes diagnosed with neovascular age-related macular degeneration (NV-AMD). In addition, it provides segmentation and an estimation of the volume of hyporeflective spaces. The Notal Home OCT device is intended for imaging at home between regularly scheduled clinic assessments and not intended to be used to make treatment decisions or replace standard-of care regularly scheduled examinations and clinical
1
testing as needed, including in-office imaging and assessments for changes in vision, by an ophthalmologist.
LIMITATIONS
The sale, distribution, and use of the Notal Vision Home Optical Coherence Tomography (NVHO) System are restricted to prescription use in accordance with 21 CFR 801.109.
The Notal Home OCT System and Web Viewer results should not be used for diagnosis of any condition.
The NVHO device should not be used to delay in-office follow-up or to prolong the interim period between in-office follow-up visits.
The NVHO device should not be used on patients with nonneovascular AMD ("dry" AMD) to detect conversion from "dry" to "wet" AMD.
Patients should continue self-monitoring for visual changes (e.g., continue self-administration of Amsler grid testing) while using the NVHO device.
The Notal Home OCT device shall not be used by patients with Visual Acuity of worse than 20/320.
Scans with poor image quality, e.g., below Manufacturer Signal quality Index (MSI) of 100 dB |
| ELECTRICAL | |
| Voltage range | 110-240 V |
| Frequency range | 50-60 Hz |
| Power consumption | Up to 100 Watts |
| Power supply | 90W single output external power medical
grade, E-Cap Life of >7 years |
| Computer/OS | IMX6 quad core/Linux embedded |
| Input device | External touch screen |
| External screen | LCD 7" |
SUMMARY OF NONCLINICAL/BENCH STUDIES
Non-clinical testing for the NVHO device included device benchtop performance testing, optical radiation safety, software and cybersecurity, electromagnetic compatibility (EMC) testing, wireless testing, electrical safety testing, biological safety evaluation, and human factors validation testing.
BENCH PERFORMANCE TESTING
Non-clinical performance testing was conducted to verify the technical specifications, spatial characteristics, device sensitivity and diopter range for the NVHO device on three identical devices.
Test | Purpose | Method | Acceptance Criteria | Results |
---|---|---|---|---|
Optical Coherence Tomography Bench Performance Verification | ||||
Axial resolution | To verify axial resolution | (b)(4) | Passed | |
(b)(4) | ||||
Lateral resolution | To verify lateral | |||
resolution | Passed | |||
Axial range | To verify axial range | |||
and axial distance | ||||
calibration | Passed | |||
Lateral range | To verify the lateral | |||
range and lateral | ||||
distance calibration for | ||||
each scan pattern | Passed | |||
Device sensitivity | ||||
testing | To characterize | |||
instrument signal-to- | ||||
noise ratio (SNR) and | ||||
instrument depth | ||||
attenuation | Passed | |||
Diopter range | To measure the device | |||
diopter range for | ||||
compensating for | ||||
refractive error of the | Passed |
Table 2: Verification of NVHO bench performance
6
OPTICAL RADIATION SAFETY
Optical radiation safety testing was provided to ensure the NVHO device provides acceptable light hazard protection, in accordance with the applicable parts of the following standard:
- ANSI Z80.36:2021: American National Standard for Ophthalmics Light hazard . protection for ophthalmic instruments
7
The test report for ANSI Z80.36:2021 included descriptions of all the light sources and their optical paths along with functions and technical specifications of these light sources. Measurement procedures, equipment used for measurements, raw data and formulas used for calculations were provided and were found to be acceptable. A justification was provided to explain why the worst-case scenarios were considered in the assessment of optical radiation safety.
SOFTWARE & CYBERSECURITY
The NVHO system is a cyber device per 524B(c) of the Food, Drug & Cosmetic Act. Notal Vision has followed the recommendations in the Cybersecurity in Medical Devices: Quality System Considerations and Content of Premarket Submissions (fda.gov) (https://www.fda.gov/media/119933/download) guidance document (September 27, 2023).
The NVHO System is comprised of the Notal Vision Home OCT device and the Notal Health Cloud. The device allows the patients to self-image their eyes, and have images securely transmitted from the device to the Notal Health Cloud. The images are then reconstructed on the cloud and made available to the patient's health care provider.
A detailed description of all software inputs and outputs was provided, along with description of all software modules and interactions with device hardware. All components of the device are controlled/monitored by software, which is responsible for the functionality, user interface, hardware start-up checks, and head position, pupil detection performance accuracy. A detailed description of data used to train and test the algorithms was provided, including cases, sources, demographics and reference standards. The software was developed and tested according to the following FDA guidance documents and recognized consensus standards:
- FDA Guidance, General Principles of Software Validation (January 11, 2002) .
- . FDA Guidance, Off-the-Shelf Software Use in Medical Devices (September 27, 2019)
- . FDA Guidance, Guidance for the Content of Premarket Submission for Software Contained in Medical Devices (May 11, 2005)
- IEC 62304: 2006 /A1:2016 Medical device software Software life-cycle processes .
- ISO 14971:2019 Medical devices Application of risk management to medical devices .
Software documentation and testing, including cybersecurity information, demonstrates that the software will operate in a manner described in the specifications. The hazard analysis characterized software and cybersecurity risks, including device malfunction, measurementrelated errors, head/pupil position sensors, power/internet/network connectivity and other hardware failures, and unauthorized access by malicious end users. The submission describes verification and validation testing to address the potential hazards with satisfactory results. The cybersecurity documentation included a cybersecurity hazard analysis and mitigation information, an upgrade and maintenance plan, other information for safeguarding the device during manufacturing and upon commercial distribution, and warning and precaution information in the product labeling.
8
Overall, the software documentation contains sufficient detail to provide reasonable assurance that the software will operate in a manner described in the specifications. Software security information demonstrated the device is protected from cyber vulnerability threats. All testing and results were considered to be adequate and met the above standards.
ELECTROMAGNETIC COMPATIBILITY, WIRELESS COEXISTENCE AND ELECTRICAL SAFETY
Electrical Safety and Electromagnetic Compatibility (EMC) testing has been performed as per the following recognized consensus standards and the results support electrical safety and electromagnetic compatibility
- IEC 60601-1: 2005. A1:2012. A2: 2020 Medical electrical equipment -Part 1: General . requirements for basic safety and essential performance, including US National Deviations.
- . IEC 60601-1-11:2015AMD1:2020: Medical electrical equipment - Part 1-11: General requirements for basic safety and essential performance-Collateral Standard: Requirements for medical electrical equipment and medical electrical systems used in the home healthcare environment.
- · IEC 60601-1-2:2020: Medical electrical equipment-Part 1-2: General requirements for basic safety and essential performance-Collateral standard: Electromagnetic disturbances-Requirements and tests
BIOCOMPATIBILITY/MATERIALS
The NVHO includes five components that are in contact with intact skin: an enclosure (polyurethane), face rest (polyurethane (0(4) handles (thermoplastic polymer), touch screen (silicone dioxide) and volume and height control (polyurethane). A biocompatibility evaluation for each of the five patient-contacting components was conducted according to International Standard Organization (ISO) 10993-1:2018 Biological evaluation of medical devices-Part 1: Evaluation and testing within a risk management process and following FDA Guidance: Use of International Standard ISO 10993-1. "Biological evaluation of medical devices - Part 1: Evaluation and testing within a risk management process" - Guidance for Industry and Food and Drug Administration Staff (fda.gov). This evaluation was found to be acceptable.
HUMAN FACTORS VALIDATION TESTING
Two Human Factors Summative Studies were conducted following the FDA guidance: "Applying Human Factors and Usability Engineering to Medical Devices" to evaluate the usability of the Notal Home OCT device and the Notal Home OCT Web Viewer.
A NVHO Human Factors Validation Study was conducted for subjects with NV-AMD and their caregivers to establish that the NVHO System patient user interface (NVHO device, and associated labeling) was safe and effective for intended users, uses and use environments by showing that use-related hazards associated with the NVHO System have been adequately
9
mitigated and instructional information for the user (Instructions for User, Packaging Set-up instructions) can be used effectively by representative users under simulated use conditions without producing patterns that could result in harm to patients, caregivers or providers. A total of 54 individuals representing two distinct user groups participated in this human factors validation test: 20 individual patients and 17 pairs of patient and caregivers (34 individuals). Patients went through a built-in, on-screen tutorial session, which provided training on how to self-image; this was provided along with on-package setup instructions and instructions for use. Critical tasks were identified that were related to the use of NVHO device. The testing determined that the Notal Home OCT patient interface and its associated labeling and packaging components are safe and effective for the intended user population in their intended use environment. Human factors validation testing did not yield any results that indicate use errors or patterns of use errors that could result in user harm. No use errors were observed on critical tasks, therefore, the results of the study demonstrate that the device user-interface supports the use-safety and effectiveness of use for the intended use. No additional modifications to the user interface were needed to lower the residual risk of the user interface.
A second Human Factors Validation Study was conducted for eyecare providers to establish that the NVHO System physician user interface (Web Viewer and associated labeling) was safe and effective for intended users, uses and use environments by showing that use-related hazards associated with the Notal Home OCT Web Viewer have been adequately mitigated and that instructional information for the user (user manual) can be used effectively by representative users under simulated use conditions without producing patterns of failures that could result in harm to users. A total of 15 evecare providers participated in the human factors testing for the OCT Web Viewer. Critical tasks were identified that were related to reviewing of patient scans and use of features in the Web Viewer. The testing determined that the Notal Home OCT Web Viewer and its associated labeling are safe and effective for the intended user population in their intended use environment. Human factors validation testing did not vield any results that indicate use errors or patterns of use errors that could result in user harm. No use errors were observed on critical tasks, therefore, the results of the study demonstrate that the device user-interface supports the use-safety and effectiveness of use for the intended use. No additional modifications to the user interface were needed to lower the residual risk of the user interface.
SUMMARY OF CLINICAL INFORMATION
Clinical performance data were collected from two pivotal clinical studies: 1) the C2021.001 study ("001 Study"): A 5-Week "Home OCT Fluid Visualization Agreement Study"; 2) the C2012.006 study ("006 Study"): A cross-sectional in-office study for "The Evaluation of the Agreement and Precision of the Notal Vision Home OCT in the Automatic Fluid Quantification in Patients with NV-AMD."
Note: The protocols for these studies used the term "retinal fluid" (e.g., total, sub-retinal and intra-retinal fluid [TRF, SRF, IRF]) to refer to hypo-reflective spaces (HRS; or TRO, SRO, and IRO). However, not all hypo-reflective spaces on macular OCT imaging are retinal fluid, and not all exudative fluids will necessarily be hypo-reflective; the terms TRF, SRF, and IRF are not synonymous or interchangeable with the terms TRO. SRO, and IRO.
10
Summary of the 001 Clinical Study
Overview:
The "001 Study" was a prospective, longitudinal study conducted at seven sites in the United States. Adults aged 55 years or older with diagnosed NV-AMD in at least one eligible eve and best-corrected visual acuity of 20/320 or better were enrolled 1 week prior to a previously scheduled, routine clinic visit. Those who required anti-VEGF treatment for NV-AMD in the study eye at the screening visit, those who had any other retinal disease requiring steroidal or anti-VEGF treatment, or those with prior NVHO device use experience were excluded. One NV-AMD eye was determined to be the study eye.
The purpose of the study was the following: 1) to evaluate the agreement between in-office OCT macular scans versus the NVHO scans in the visualization of retinal fluid in the central 10 degrees of the macula, as determined by expert graders at a third-party reading center (RC); and 2) to evaluate the ability of participants to successfully self-image with the NVHO device. RC graders were masked to each other's determinations, to the source device, and to the participant ID number. Ordering of the scans was randomized. Disagreements between graders were adjudicated. IRF and SRF were graded as present when definite hypo-reflective space is observed in OCT B-scan images. IRF is anterior to the photoreceptor layer and SRF is posterior to the photoreceptor layer and anterior to the retinal pigment epithelium (RPE). The presence of confounding lesions (epiretinal membrane [ERM], macular hole, pseudocysts, outer retinal tubulations, hemorrhage, pigment epithelial detachments, subretinal hyper-reflective material [SHRM], geographic atrophy [GA], and hyper-reflective retinal spots or foci) was also assessed by the RC.
During the enrollment visit. participants underwent imaging with a clinic-based. spectral-domain OCT imaging system (CIRRUS HD-OCT) to establish a "baseline" status of the macula. After verification of eligibility during screening, participants were assigned an NVHO device. The assigned NVHO device was delivered to participants' homes. Participants set up the NVHO device using the onscreen tutorial. To continue in the study, participants must be able to achieve successful initial NVHO calibration. Continuing participants were instructed to self-image at home with the NVHO every day for five consecutive weeks, including on the days of scheduled office visits. Remote telephone technical support ("Notal Vision Diagnostic Clinic," NVDC) was available to participants. In-clinic visits were scheduled at Week 1 and Week 5. At these scheduled visits, CIRRUS HD-OCT imaging was performed and best-corrected visual acuity (BCVA), subjective symptoms, and adverse events were assessed. The daily NVHO scans of participants designated as without retinal fluid at baseline were reviewed by the reading center (RC). The RC triggered an alert for an interim clinic visit if fluid was identified on two consecutive NVHO scans from two consecutive days. CIRRUS HD-OCT images, BCVA, and any symptoms or adverse event information were also collected at these interim visits.
The primary effectiveness endpoints were positive and negative percent agreements (PPA, NPA) of central macular (central 3x3-mm area) fluid status between NVHO and RC-graded CIRRUS HD-OCT scans, success rate of initial NVHO setup, and success rate for NVHO self-imaging
11
attempts. The primary analysis of the PPA and NPA of visualizing Total Retinal Fluid (TRF) on NVHO volume scans was based on repeated measurements of the primary eyes using the optimal weighting method (Jung et al.) to test Hg: p ≤ 0.8 vs. Hg: p > 0.8 with normal approximation and a two-sided significance level of 0.05. The secondary endpoints were the success rates of total (completed plus incomplete) and completed self-imaging transmission to the Notal Health Cloud. The safety outcomes of interest were any adverse events occurring during the conduct of the study.
Results:
198 participants were enrolled. Of these, seven (3.5%) were screen failures, eight withdrew consent prior to initiating participation (4.0%), two (1.0%) were exited due to inability to scan, and one (0.51%) was exited because of inability to return for follow-up. Therefore, 180 participants (90.9%) comprise the safety cohort. From the safety cohort, an additional 12 participants were excluded (10 due to device-use: inadequate image quality, self-calibration, and/or self-imaging problems; two who withdrew consent) to form the 168 participants (84.8%) in the "Visualization Analysis Population" (VAP) cohort (those who underwent clinic-based and NVHO imaging at Week-1, interim, or Week-5 visits). From the VAP cohort, another eight participants were excluded (seven due to not having NVHO scans with MSI score >2 and clinicbased OCT scans paired within 24 hours at Week-1, interim and Week-5 visits; one exited early due to difficulty with self-imaging) to form 160 participants (80.8%) in the "Modified Visualization Analysis Population" (mVAP) cohort. Primary analyses were based on the mVAP cohort.
Demographics, and relevant baseline clinical characteristics are shown in Tables 3 and 4. The majority of participants were White and not Hispanic or Latino.
| Demographics | | Safety
Population
N = 180 | Modified
Visualization
Analysis
Population
N = 160 |
|--------------|------------------------------|---------------------------------|----------------------------------------------------------------|
| Age | N | 180 | 160 |
| | Mean ± SD | 77.1 ± 7.2 | 76.8 ± 7.2 |
| | Median | 77.5 | 77.0 |
| | Min, Max | 55, 92 | 55, 92 |
| Gender | Male | 78 (43.3%) | 70 (43.8%) |
| | Female | 102 (56.7%) | 90 (56.3%) |
| Race | Asian | 1 (0.6%) | 1 (0.6%) |
| | Black or African American | 4 (2.2%) | 3 (1.9%) |
| | White | 174 (96.7%) | 155 (96.9%) |
| | Not Reported | 1 (0.6%) | 1 (0.6%) |
| Ethnicity | Not Hispanic or Latino | 178 (98.9%) | 158 (98.8%) |
| | Not Reported | 2 (1.1%) | 2 (1.3%) |
| Education | Less than High School Degree | 8 (4.4%) | 7 (4.4%) |
| | High School Degree | 43 (23.9%) | 38 (23.8%) |
Table 3: Demographics of Safety Population and mVAP - 001 Study | ||
---|---|---|
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Some college (no degree) | 47 (26.1%) | 44 (27.5%) | |
---|---|---|---|
College Degree (Associate or Bachelor's Degree) | 51 (28.3%) | 45 (28.1%) | |
Graduate Degree | 25 (13.9%) | 21 (13.1%) | |
Other¹ | 6 (3.3%) | 5 (3.1%) | |
Study Eye | OD | 93 (51.7%) | 82 (51.3%) |
OS | 87 (48.3%) | 78 (48.8%) |
% = n / N × 100%.
1 Including some graduate school, trade school, and tech school
| | | Safety Population | | Modified Visualization
Analysis Population | |
|-------------------------------------------------------------------------------------------|-----------------------------------------------------------|-------------------------|------------------------------|-----------------------------------------------|-----------------------------|
| Baseline Characteristics | | Primary Eye¹
N = 180 | Secondary
Eye¹
N = 137 | Primary Eye
N = 160 | Secondary
Eye
N = 123 |
| AMD diagnostic² | AMD - Early AMD | 0 (0.0%) | 10 (7.3%) | 0 (0.0%) | 9 (7.3%) |
| | NV-AMD - non active
(no fluid present) | 92 (51.1%) | 35 (25.5%) | 84 (52.5%) | 27 (22.0%) |
| | AMD - Intermediate
AMD | 0 (0.0%) | 61 (44.5%) | 0 (0.0%) | 58 (47.2%) |
| | NV-AMD - active
(fluid present) | 88 (48.9%) | 31 (22.6%) | 76 (47.5%) | 29 (23.6%) |
| Lens status | Phakia (cataract
present) | 65 (36.1%) | 47 (34.3%) | 61 (38.1%) | 46 (37.4%) |
| | Pseudophakia | 115 (63.9%) | 90 (65.7%) | 99 (61.9%) | 77 (62.6%) |
| Ocular Media
Assessment | Main vessels and the
small vessels are
clearly seen | 179 (99.4%) | 136 (99.3%) | 159 (99.4%) | 122 (99.2%) |
| | Both main and small
vessels cannot be seen | 1 (0.6%) | 1 (0.7%) | 1 (0.6%) | 1 (0.8%) |
| Visual Distortions | Present | 17 (9.4%) | 7 (5.1%) | 15 (9.4%) | 7 (5.7%) |
| | Absent | 163 (90.6%) | 130 (94.9%) | 145 (90.6%) | 116 (94.3%) |
| Blurry Vision | Present | 57 (31.7%) | 28 (20.4%) | 54 (33.8%) | 26 (21.1%) |
| | Absent | 123 (68.3%) | 109 (79.6%) | 106 (66.3%) | 97 (78.9%) |
| Scotoma | Present | 57 (31.7%) | 28 (20.4%) | 54 (33.8%) | 26 (21.1%) |
| | Absent | 123 (68.3%) | 109 (79.6%) | 106 (66.3%) | 97 (78.9%) |
| Prior total # of | N | 180 | 137 | 160 | 123 |
| Injections | Mean ± SD | 26.4 ± 26.5 | 12.1 ± 21.4 | 25.3 ± 26.6 | 12.0 ± 21.9 |
| | Median | 17.0 | 0.0 | 16.0 | 0.0 |
| | Min, Max | 0, 128 | 0, 125 | 0, 128 | 0, 125 |
| Manifest
Refraction
Spherical
Equivalent | N | 151 | 113 | 137 | 104 |
| | Mean ± SD | 0.066 ± 1.924 | 0.044 ± 1.810 | 0.109 ± 1.881 | 0.135 ± 1.672 |
| | Median | 0.000 | 0.000 | 0.000 | 0.000 |
| | Min, Max | -8.000, 5.000 | -8.000, 5.000 | -7.000, 5.000 | -7.000, 5.000 |
| Best Corrected | N | 180 | 137 | 160 | 123 |
| Visual Acuity | Mean logMAR
(Snellen) | 0.301
(20/40.0) | 0.234
(20/34.3) | 0.281
(20/38.2) | 0.211
(20/32.5) |
| Visual Acuity | SD logMAR | 0.251 | 0.324 | 0.226 | 0.309 |
| | Median logMAR
(Snellen) | 0.220
(20/33.2) | 0.120
(20/26.4) | 0.220
(20/33.2) | 0.120
(20/26.4) |
| | Min logMAR
(Snellen) | -0.10
(20/16.0) | -0.10
(20/16.0) | -0.10
(20/16.0) | -0.10
(20/16.0) |
| | Max logMAR
(Snellen) | 1.20
(20/320.0) | 1.90 (CF) | 1.04
(20/219.3) | 1.90 (CF) |
| Best Corrected
Visual Acuity
category | 20/40 or Better | 110 (61.1%) | 106 (77.4%) | 102 (63.8%) | 100 (81.3%) |
| | 20/41 to 20/80 | 50 (27.8%) | 20 (14.6%) | 44 (27.5%) | 16 (13.0%) |
| | 20/81 to 20/200 | 14 (7.8%) | 9 (6.6%) | 12 (7.5%) | 6 (4.9%) |
| | 20/201 to 20/320 | 6 (3.3%) | 1 (0.7%) | 2 (1.3%) | 1 (0.8%) |
| | Worse than 20/320 | 0 (0.0%) | 1 (0.7%) | 0 (0.0%) | 0 (0.0%) |
| Principal
Investigator's
retinal fluid
assessment based
on
commercial OCT2 | Both IRF and SRF | 10 (5.6%) | 3 (2.2%) | 8 (5.0%) | 3 (2.4%) |
| | SRF only | 40 (22.2%) | 13 (9.5%) | 36 (22.5%) | 13 (10.6%) |
| | IRF only | 25 (13.9%) | 14 (10.2%) | 20 (12.5%) | 11 (8.9%) |
| | No IRF nor SRF | 105 (58.3%) | 107 (78.1%) | 96 (60.0%) | 96 (78.0%) |
Table 4: Baseline Characteristics of Safety Population and mYAP - 001 Study
13
% = n / N × 100%. Manifest refraction was not recorded at the initial phase of the study.
1 Primary Eye = study eye. Secondary Eye = the AMD or NV-AMD fellow eye of the study eye AMD diagnostic findings were collected from participants' medical record. OCT fluid status is based upon review by PI of the OCT taken during the enrollment visit.
For the safety cohort (N=180), the success rate of initial NVHO setup with completion of the non-qualifying tutorial was 86.7% (95% CI 80.8% - 91.3%; 156/180). 24 participants (13.3%) who still performed NVHO self-imaging did not successfully complete tutorials for either the primary or secondary eyes. The success rate of NVHO self-imaging (i.e., completing the selfimaging regardless of completing imaging data transmission to Notal Health Cloud) was 96.1% (95% CI 92.2% - 98.4%). Seven participants (3.9%) did not self-image successfully. The rate of successful transmission of any self-imaging being transmitted to the Notal Health Cloud was 97.2% (95% CI, 93.6% - 99.1%) in study eyes and 94.9% (95% CI, 89.8% - 97.9%) in fellow eyes. The rate of successful transmission of completed self-imaging to the Notal Health Cloud was 96.7% (95% CI, 92.9% - 98.8%) in study eyes and 94.2% (95% CI, 88.8% - 97.4%) in fellow eyes. 31 of 180 participants (17.2%) encountered device errors and/or malfunctions that precluded self-imaging and necessitated a device exchange. 120 of 180 participants (66.7%) contacted the NVDC for technical support. The NVDC contacted 47 of 180 participants (26.1%) with low adherence to device use to remind them to perform self-imaging and 84 of 180 (46.7%) for technical support. The NVDC also contacted 173 of 180 participants (96.1%) to remind participants of an upcoming scheduled in-clinic study visit.
Of those in the safety cohort who did not discontinue after completion of the initial tutorial and device calibration and performed self-imaging (N=165), the mean MSI score of the firstcompleted, study-eye self-images ranged from 4.388 to 4.557 during the first week (study days 1 to 7), 4.47 to 4.57 during the second week (study days 8 to 14), 4.28 to 4.49 during the third week (study days 15 to 21), 4.32 to 4.45 during the fourth week (study days 22 to 28), and 3.64 to 4.35 during the fifth week (days 29 to 35). The proportion of participants who obtained a first
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completed NVHO study-eye scan with MSI 0.8 | Rate
(95% CI) | Two-sided
p-value for
H0: PN ≤ 0.8
vs.
Ha: PN > 0.8 |
| # pairs of scans of # subjects | 163 pairs of scans of 105 eyes
with Cirrus = TRO | | 146 pairs of scans of 95 eyes
with Cirrus = no TRO | |
| # NVHO scans with TRO | 143 | | 20 | |
| # NVHO scans without TRO | 19 | | 124 | |
| # NVHO scans not gradable | 1 | | 2 | |
| Pragmatic estimation per repeated
measurements using optimal weighting
method, Pw1,2 | 0.864
(0.802,
0.926) | 0.043 | 0.849
(0.792,
0.907) | 0.094 |
| Point estimates and 95% CIs per 2000
Cluster Bootstrap resampling* for PPA
and NPA | 0.877 [143/163]
(95% CI, 0.819-0.929) | | 0.849 [124/146]
(95% CI, 0.802-0.894) | |
The NVHO and Cirrus scan pairs with a scan time difference of > 24 hours were excluded from the analysis.
: The mean and (2.5th, 97.5th) percentiles of 2000 Cluster Bootstrap samples with re-sampling of participants.
- 1 Article. Sin-Ho Jung. Seung-Ho Kang and Chul Ahn (2001). Sample size calculations for clustered binary data, Statist. Med. 2001; 20:1971-1982
- 2 Pragmatic estimation: PPA is based on all pairs of Cirrus and NVHO scans with Cirrus graded as with fluid (i.e., + or present) regardless of whether NVHO cannot be graded; NPA is based on all pairs of Cirrus and NVHO with Cirrus graded as without fluid (i.e., - or absent) regardless of whether NVHO cannot be graded. Colin B. Begg. Robert A. Greenest. and Boris Iglewicz (1986).
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The Influence of Uninterpretability on the Assessment of Diagnostic Tests. J Chron Dis Vol. 39. No. 8. pp. 575-584.
51 interim visits for 51 of 180 participants (28.3%) were conducted in response to the daily RC review. An NV-AMD treatment was administered at 26 of the 51 interim visits (51.0%). (Note: The "001 Study" was not designed to demonstrate the ability of the NVHO device to serve as an "early detection tool.")
10 adverse events (AEs) were reported for six participants. Of these 10. four were considered serious (SAEs). All SAEs were non-ocular in nature (myocardial infarction, pulmonary edema, fall, COVID-19 infection). Two AEs in two participants were ocular in nature (ocular pain and redness at the site of an intravitreal injection; eyelid stye). No ocular AEs involving vision loss were reported. None of the AEs were considered related to the NVHO device, and all AEs resolved prior to study termination.
As noted above, the presence of confounding lesions was assessed by the RC.
Summary of the 006 Clinical Study
Overview:
The "006 Study" was a prospective, cross-sectional, observational, single-visit study conducted at six sites in the United States. Participants with diagnosed NV-AMD in at least one eligible eve and best-corrected visual acuity of 20/320 or better in the study eve were enrolled. There was no minimum or maximum age requirement for eligibility. Those who had any other retinal disease requiring steroidal or anti-VEGF treatment, CIRRUS HD-OCT scan on screening visit with a signal strength 10 VU, repeatability %CVs ranged from 5.9% to 25.0%, and reproducibility %CVs ranged from 11.4% to 33.4%.
The following table (Table 8) show the device-grader Dice coefficient and NPA for each grader acting as the "reference standard".
Table 8: Descriptive Statistics of Eye-Level DICE Between NOA versus Graders and Graders versus Graders
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| Statistics | NOA vs.
Grader 1 | NOA vs.
Grader 2 | NOA vs.
Grader 3 | Grader 1 vs.
Grader 2 | Grader 1 vs.
Grader 3 | Grader 2 vs.
Grader 3 |
|---------------------------------------------------------|---------------------|---------------------|---------------------|--------------------------|--------------------------|--------------------------|
| Comparing NOA-Grader TRO DICE to Grader-Grader TRO DICE | | | | | | |
| N* | 278 | 289 | 299 | 279 | 297 | 298 |
| Dice Mean ± SD | 0.5819 ±
0.2958 | 0.5655 ±
0.3203 | 0.5196 ±
0.3182 | 0.6222 ±
0.2754 | 0.5453 ±
0.3018 | 0.6000 ±
0.2918 |
| 95% CI of DICE
Mean | 0.5470,
0.6168 | 0.5284,
0.6026 | 0.4834,
0.5558 | 0.5897,
0.6546 | 0.5108,
0.5797 | 0.5668,
0.6333 |
| Dice Median | 0.6802 | 0.6844 | 0.6123 | 0.7221 | 0.6274 | 0.6964 |
| NPA | 0.734
(58/79) | 0.746
(47/63) | 0.787
(37/47) | 0.722
(57/79) | 0.494
(39/79) | 0.603
(38/63) |
| 95% CI of NPA¹ | 0.623,
0.827 | 0.621,
0.847 | 0.643,
0.893 | 0.609, 0.817 | 0.379, 0.609 | 0.472, 0.724 |
| Comparing NOA-Grader SRO DICE to Grader-Grader SRO DICE | | | | | | |
| N* | 213 | 223 | 241 | 205 | 232 | 235 |
| Dice Mean ± SD | 0.5379 ±
0.3495 | 0.5394 ±
0.3550 | 0.4951 ±
0.3612 | 0.5670 ±
0.3283 | 0.4934 ±
0.3530 | 0.5558 ±
0.3403 |
| 95% CI of DICE
Mean | 0.4907,
0.5852 | 0.4925,
0.5862 | 0.4492,
0.5409 | 0.5218,
0.6122 | 0.4477,
0.5390 | 0.5120,
0.5995 |
| Dice Median | 0.6811 | 0.6799 | 0.6536 | 0.7161 | 0.6129 | 0.6956 |
| NPA | 0.764
(123/161) | 0.801
(113/141) | 0.856
(95/111) | 0.814
(131/161) | 0.646
(104/161) | 0.716
(101/141) |
| 95% CI of NPA¹ | 0.691,
0.827 | 0.726,
0.864 | 0.776,
0.915 | 0.745, 0.871 | 0.567, 0.720 | 0.634, 0.789 |
| Comparing NOA-Grader IRO DICE to Grader-Grader IRO DICE | | | | | | |
| N* | 160 | 172 | 224 | 180 | 231 | 229 |
| Dice Mean ± SD | 0.4594 ±
0.3139 | 0.4316 ±
0.3263 | 0.2972 ±
0.3107 | 0.5100 ±
0.3312 | 0.3631 ±
0.3358 | 0.4227 ±
0.3444 |
| 95% CI of DICE
Mean | 0.4104,
0.5084 | 0.3825,
0.4807 | 0.2563,
0.3381 | 0.4613,
0.5587 | 0.3196,
0.4067 | 0.3779,
0.4676 |
| Dice Median | 0.5429 | 0.5133 | 0.1970 | 0.6519 | 0.4059 | 0.5467 |
| NPA | 0.946
(176/186) | 0.965
(164/170) | 0.966
(112/116) | 0.839
(156/186) | 0.565
(105/186) | 0.629
(107/170) |
| 95% CI of NPA¹ | 0.903,
0.974 | 0.925,
0.987 | 0.914,
0.991 | 0.778, 0.888 | 0.490, 0.637 | 0.552, 0.702 |
N* is the number of cases that have a segmentation from NOA or the Grader
1 Exact CI per binomial distribution
The following table (Table 9) shows the device-grader PPA for each grader PPA for each grader acting as the "reference standard."
Table Error! No text of specified style in document.9: Descriptive Statistics of Pixel-level Positive Percent Agreement of Study Eyes on NVHO Scan
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"True" | Grader 1 | Grader 2 | Grader 3 | |||||||
---|---|---|---|---|---|---|---|---|---|---|
"Test" | NOA | Grader | ||||||||
2 | Grader | |||||||||
3 | NOA | Grader | ||||||||
1 | Grader | |||||||||
3 | NOA | Grader | ||||||||
1 | Grader | |||||||||
2 | ||||||||||
TRO | N1 | 273 | 273 | 273 | 257 | 257 | 257 | 289 | 289 | 289 |
Mean ± | ||||||||||
SD | 0.5315 | |||||||||
± | ||||||||||
0.2958 | 0.6147 | |||||||||
± | ||||||||||
0.2676 | 0.7007 | |||||||||
± | ||||||||||
0.2346 | 0.5919 | |||||||||
± | ||||||||||
0.2686 | 0.7511 | |||||||||
± | ||||||||||
0.2197 | 0.7262 | |||||||||
± | ||||||||||
0.2140 | 0.4832 | |||||||||
± | ||||||||||
0.3162 | 0.6278 | |||||||||
± | ||||||||||
0.2989 | 0.5356 | |||||||||
± | ||||||||||
0.3054 | ||||||||||
95% CI of | ||||||||||
Mean | 0.4963, | |||||||||
0.5668 | 0.5828, | |||||||||
0.6466 | 0.6727, | |||||||||
0.7286 | 0.5589, | |||||||||
0.6249 | 0.7241, | |||||||||
0.7781 | 0.6999, | |||||||||
0.7525 | 0.4466, | |||||||||
0.5198 | 0.5932, | |||||||||
0.6624 | 0.5002, | |||||||||
0.5709 | ||||||||||
Median | 0.6011 | 0.7049 | 0.7793 | 0.6600 | 0.8158 | 0.7926 | 0.5143 | 0.7207 | 0.6262 | |
SRO | N1 | 195 | 195 | 195 | 175 | 175 | 175 | 225 | 225 | 225 |
Mean ± | ||||||||||
SD | 0.5584 | |||||||||
± | ||||||||||
0.3147 | 0.5640 | |||||||||
± | ||||||||||
0.3066 | 0.6727 | |||||||||
± | ||||||||||
0.2478 | 0.6462 | |||||||||
± | ||||||||||
0.2853 | 0.7580 | |||||||||
± | ||||||||||
0.2502 | 0.7133 | |||||||||
± | ||||||||||
0.2287 | 0.5011 | |||||||||
± | ||||||||||
0.3615 | 0.6277 | |||||||||
± | ||||||||||
0.3544 | 0.5019 | |||||||||
± | ||||||||||
0.3567 | ||||||||||
95% CI of | ||||||||||
Mean | 0.5139, | |||||||||
0.6028 | 0.5207, | |||||||||
0.6073 | 0.6377, | |||||||||
0.7077 | 0.6036, | |||||||||
0.6887 | 0.7207, | |||||||||
0.7954 | 0.6792, | |||||||||
0.7474 | 0.4536, | |||||||||
0.5486 | 0.5811, | |||||||||
0.6742 | 0.4551, | |||||||||
0.5488 | ||||||||||
Median | 0.6667 | 0.6849 | 0.7639 | 0.7311 | 0.8478 | 0.7944 | 0.5875 | 0.7802 | 0.6400 | |
IRO | N1 | 166 | 166 | 166 | 150 | 150 | 150 | 220 | 220 | 220 |
Mean ± | ||||||||||
SD | 0.3789 | |||||||||
± | ||||||||||
0.2931 | 0.5606 | |||||||||
± | ||||||||||
0.3186 | 0.7010 | |||||||||
± | ||||||||||
0.2694 | 0.4209 | |||||||||
± | ||||||||||
0.2812 | 0.6510 | |||||||||
± | ||||||||||
0.2911 | 0.6799 | |||||||||
± | ||||||||||
0.2694 | 0.2466 | |||||||||
± | ||||||||||
0.2710 | 0.4187 | |||||||||
± | ||||||||||
0.3408 | 0.3555 | |||||||||
± | ||||||||||
0.3271 | ||||||||||
95% CI of | ||||||||||
Mean | 0.3340, | |||||||||
0.4239 | 0.5117, | |||||||||
0.6094 | 0.6597, | |||||||||
0.7422 | 0.3755, | |||||||||
0.4663 | 0.6040, | |||||||||
0.6979 | 0.6365, | |||||||||
0.7234 | 0.2106, | |||||||||
0.2826 | 0.3735, | |||||||||
0.4640 | 0.3120, | |||||||||
0.3989 | ||||||||||
Median | 0.4054 | 0.6793 | 0.8168 | 0.4616 | 0.7601 | 0.7533 | 0.1429 | 0.4770 | 0.3483 |
1 Excluding eyes with 0 "True" segmentations
TRAINING
Upon first usage, the NVHO device runs a built-in tutorial. The tutorial consists of video clips which show the patient how to self-image followed by a practice phase in which the patient performs these tasks. The device subsequently performs a calibration for each eye to personalize the refractive error correction of the patient. Following the calibration, the patient is able to selfimage.
LABELING
Device instructions for use were provided for patient and prescribing users of the device separately. The Notal Home OCT User Manual (patient user manual) included instructions for home use, including system unpacking and set up. It also included instructions for interacting with the device, including accessing an on-device tutorial and calibration procedure, regular image capture, and wireless transmission of images to the Notal Home OCT Web Viewer.
The Notal Home OCT Web Viewer User Manual (prescriber user manual) included information regarding the Notal OCT Analyzer (NOA) AI-based software application. This included a description of how to interact with the Web Viewer user interface, including Manufacturer Signal quality Index (MSI), notifications, device outputs, and information regarding accessing individual patient OCT data for review.
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Several product warnings were included in labeling that carefully specify the intended patient population, that the device is intended for use by a single patient, that scans with poor image quality may be unreliable, and that the device cannot be used to replace or delay in-office assessment.
The labeling also included a summary of the clinical trial procedures, patient population, environment in which it was evaluated, and results.
RISKS TO HEALTH
The table below identifies the risks to health that may be associated with use of a home monitoring ophthalmic imaging device.
Risks to Health | Mitigation Measures |
---|---|
Inaccurate results related to false negative | |
findings, leading to missed clinician alerts and | |
delayed disease management | Clinical performance testing |
Non-clinical performance testing | |
Software description, verification, validation | |
and hazard analysis | |
Human factors validation testing | |
Labeling | |
Inaccurate results related to false positive | |
findings, leading to unnecessary medical | |
procedures | Clinical performance testing |
Non-clinical performance testing | |
Software description, verification, validation | |
and hazard analysis | |
Human factors validation testing | |
Labeling | |
Operator failure to self-image and obtain | |
images that meet input quality specifications, | |
resulting in failure to monitor disease | |
progression | Training |
Human factors validation testing | |
Labeling | |
Ocular light toxicity | Non-clinical performance testing |
Equipment malfunction leading to user injury | |
(e.g., shock, burn, interference) | Electromagnetic compatibility (EMC) testing |
Electrical safety testing | |
Labeling | |
Adverse tissue reaction | Biocompatibility evaluation |
SPECIAL CONTROLS
In combination with the general controls of the FD&C Act, the home monitoring ophthalmic imaging device is subject to the following special controls:
- (1) Clinical performance testing must demonstrate that the device performs as intended for the stated indications for use under anticipated conditions of use. Testing must:
- (i) Evaluate accuracy of measurements and image annotations;
22
- (ii) Evaluate the variability in output performance due to the end user and the device used: and
- Evaluate the device at clinical sites that are independent of the sites used to train (iii) the software.
- (2) Non-clinical performance testing must demonstrate that the device performs as intended under anticipated conditions of use. Testing must include:
- Verification of image quality, field of view, and resolution; and (i)
- (ii) Optical radiation safety evaluation (including a description of the optical path and light sources).
- (3) Performance testing must demonstrate the electromagnetic compatibility (EMC) and electrical, thermal, and mechanical safety of the device in the intended use environment.
- (4) Software verification, validation and hazard analysis must be performed. Software documentation must include the following:
- A description of interactions between software and hardware: (i)
- A description of all inputs and outputs of the algorithm(s); (ii)
- A description of software modules that score, label, detect, quantitate, (iii) characterize, or otherwise analyze and report results, both separately and as a total system;
- (iv) A description of the data used to train and test software modules, including number of cases, sources (sites and data acquisition devices), demographics, and reference standard;
- A description of the expected impact of applicable image acquisition hardware (v) characteristics on performance and associated minimum specifications; and
- Mitigation measures to manage failure of any subsystem components with (vi) respect to incorrect patient reports and operator failures.
- (5) Patient-contacting components of the device must be demonstrated to be biocompatible.
- A training program must be included with sufficient educational elements so that upon (6) completion of the training program, the user can operate the device in the indicated environment of use.
- (7) Human factors testing must demonstrate that the intended users can correctly use the device.
- (8) Labeling must include:
- Instructions for home use, including instructions on how the home user obtains (i) quality self-images, and an explanation of how the device performance is affected by user interaction;
- (ii) Physician instructions for use, including a description of the outputs and all userinterface components:
- Warnings regarding image acquisition factors that affect image quality; (iii)
- A warning that the device should not be used to replace or delay in-office (iv). assessment; and
- A summary of the clinical performance testing conducted with the device, (v) including a description of the patient population and environment in which it was evaluated.
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BENEFIT-RISK DETERMINATION
The risks of the device are based on data collected in the clinical studies described above. They include false positives, false negatives, and failure to provide outputs. False positives may lead to unnecessary medical visits and/or procedures. False negatives and/or failure to provide outputs may lead to missed or delayed opportunities for disease monitoring and/or intervention.
The probable benefits of the device are also based on data collected in the clinical studies as described above. They include the ability to visualize the central macula in a home setting at a higher frequency than with currently available, in-clinic OCT imaging systems and the ability to identify, at home, hypo-reflective spaces that may be associated with worsening of neovascular age-related macular degeneration. It has not been demonstrated whether these benefits will result in improved visual outcomes.
Additional factors considered in determining probable risks and benefits for the Notal Vision Home Optical Coherence Tomography (OCT) System included: uncertainty, risk mitigation, and novelty of technology.
Patient Perspectives
This submission did not include specific information on patient perspectives for this device.
Benefit/Risk Conclusion
In conclusion, given the available information above, for the following indication statement:
The Notal Vision Home Optical Coherence Tomography (OCT) System is an Artificial Intelligence (AI)-based Home Use device indicated for visualization of intraretinal and subretinal hypo-reflective spaces in a 10 by 10-degrees area centered on the point of fixation of eyes diagnosed with neovascular age-related macular degeneration (NV-AMD). In addition, it provides segmentation and an estimation of the volume of hyporeflective spaces. The Notal Home OCT device is intended for imaging at home between regularly scheduled clinic assessments and not intended to be used to make treatment decisions or replace standard-of care regularly scheduled examinations and clinical testing as needed, including in-office imaging and assessments for changes in vision, by an ophthalmologist.
The probable benefits outweigh the probable risks for the Notal Vision Home Optical Coherence Tomography (OCT) System. The device provides benefits and the risks can be mitigated by the use of general controls and the identified special controls.
CONCLUSION
The De Novo request for the Notal Vision Home Optical Coherence Tomography (OCT) System is granted and the device is classified as follows:
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Product Code: SAX Device Type: Home monitoring ophthalmic imaging device Regulation Number: 21 CFR 886.1600 Class: II