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510(k) Data Aggregation

    K Number
    K183546

    Validate with FDA (Live)

    Date Cleared
    2019-02-16

    (58 days)

    Product Code
    Regulation Number
    862.1345
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The GEM Premier ChemSTAT is a portable critical care system for use by health care professionals to rapidly analyze lithium heparinized whole blood samples at the point of health care delivery in a clinical setting and in a central laboratory. The instrument provides quantitative measurements of Glucose (Glu), Lactate (Lac), Hematocrit (Hct), pH and partial pressure of carbon dioxide (pCO2) from arterial and venous heparinized whole blood. These parameters, along with derived parameters, aid in the diagnosis of a patient's acid/base status and metabolite balance.

    • · Glucose (Glu) measurement is used in the diagnosis, monitoring and treatment of carbohydrate metabolism disturbances including diabetes mellitus, neonatal hypoglycemia, idiopathic hypoglycemia, and of pancreatic islet cell carcinoma.
    • · Lactate (Lac) measurement is used to evaluate the acid-base status of patients suspected of having lacidosis, to monitor tissue hypoxia and strenuous physical exertion, and in the diagnosis of hyperlactatemia.
    • Hematocrit (Hct) measurements in whole blood of the packed red cell volume of a blood sample are used to distinguish normal from abnormal states, such as anemia and erythrocytosis (an increase in the number of ed cells).
    • · DH and pCO2 measurements in whole blood are used in the diagnosis and treatment of life-threatening acid-base disturbances.
    Device Description

    The GEM Premier ChemSTAT is a portable system that analyzes arterial and venous lithium heparinized whole blood at the point of health care delivery in a clinical setting and in a central laboratory for Glu, Lac, Hct, pH, and pCO2. All tests are included in a single self-contained, disposable GEM Premier ChemSTAT PAK (cartridge).

    Key Components:
    Analyzer: The GEM Premier ChemSTAT analyzer has the internal logic and processing power necessary to perform analysis. It employs a unique touch-sensitive color screen and a simple set of menus and buttons for user interaction. The analyzer guides operators through the sampling process with simple, clear messages and prompts.
    PAK (Cartridge): The disposable, multi-use GEM Premier ChemSTAT PAK is a completely closed cartridge that houses all components necessary to operate the instrument once the GEM PAK is validated. These components include the sensors, Process Control (PC) Solutions, sampler, and waste bag. The values of all PC Solutions are read from the GEM PAK Electronically Erasable Programmable Read Only Memory (EEPROM) chip. The components and processes used to manufacture the PC Solutions in the GEM PAK are traceable to National Institute of Standards and Technology (NIST) standards, Clinical & Laboratory Standards Institute (CLSI) procedures or other internal standards, where available and appropriate. The GEM Premier ChemSTAT PAK has flexible menus to assist facilities in maximizing efficiency. As part of this program, GEM ChemSTAT CVP (Calibration Valuation Products) are external solutions intended to complete the calibration process and final accuracy assessment of the iQM cartridge calibration following warm-up.
    Intelligent Quality Management (iQM): Intelligent Quality Management (iQM) is used as the quality control and assessment system for the GEM Premier ChemSTAT system. iQM is an active quality process control program designed to provide continuous monitoring of the analytical process before and after sample measurement with real-time, automatic error detection, automatic correction and automatic documentation of all corrective actions. iQM performs 4 types of continuous, quality checks to monitor the performance of the GEM PAK, sensors, and reagents throughout the cartridge use-life. These checks include System, Sensor, Pattern Recognition (PR) and Stability Checks.

    AI/ML Overview

    The provided text describes a 510(k) premarket notification for the GEM Premier ChemSTAT device, a portable system for analyzing whole blood samples. The document focuses on demonstrating substantial equivalence to a predicate device (GEM Premier 4000) through various performance studies.

    Here's an analysis of the acceptance criteria and study proving the device meets them, based on the provided text:

    Acceptance Criteria and Reported Device Performance

    The acceptance criteria are not explicitly stated as distinct numerical targets in a single table, but rather implied through the successful completion of various performance studies and the conclusion that "All results were within specification." The reported device performance is presented in several tables detailing precision, linearity, and method comparison.

    Here's a compilation of the reported device performance, which implies the acceptance criteria were met if these results were deemed "within specification":

    Table of Reported Device Performance (Implied Acceptance Criteria)

    AnalyteTest TypePerformance MetricReported Value (Range)Implied Acceptance Criteria (e.g., "within specification" or "meets acceptable performance")
    GlucoseInternal Precision (Whole Blood)Total %CV0.5% - 2.3%Meets acceptable precision
    (mg/dL)Reproducibility (Aqueous Controls, POC)Reproducibility %CV0.2% - 10.5% (across various control levels)Meets acceptable reproducibility
    External Precision (Whole Blood, POC)Within Sample SD or %CVSD: 0.6 - 1.7; %CV: 0.8% - 1.0%Meets acceptable precision in external settings
    LinearitySlope1.023Slope close to 1
    Intercept-0.502Small intercept
    1.0000High linearity
    Clinical Testing (Method Comparison)Slope1.019Slope close to 1
    Intercept-0.558Small intercept
    R0.999High correlation with predicate
    LoB, LoD, LoQLoB / LoD / LoQ0 / 1 / 1Within expected low detection/quantification limits
    LactateInternal Precision (Whole Blood)Total %CV1.6% - 8.9%Meets acceptable precision
    (mmol/L)Reproducibility (Aqueous Controls, POC)Reproducibility %CV0.8% - 8.6% (across various control levels)Meets acceptable reproducibility
    External Precision (Whole Blood, POC)Within Sample SD or %CVSD: 0.07 - 0.08; %CV: 1.7% - 2.5%Meets acceptable precision in external settings
    LinearitySlope1.004Slope close to 1
    Intercept0.000Small intercept
    0.9998High linearity
    Clinical Testing (Method Comparison)Slope1.000Slope close to 1
    Intercept-0.100Small intercept
    R0.997High correlation with predicate
    LoB, LoD, LoQLoB / LoD / LoQ0.0 / 0.0 / 0.1Within expected low detection/quantification limits
    HematocritInternal Precision (Whole Blood)Total %CV0.5% - 1.6%Meets acceptable precision
    (%)Reproducibility (Aqueous Controls, POC)Reproducibility %CV0.0% - 0.2% (across various control levels)Meets acceptable reproducibility
    External Precision (Whole Blood, POC)Within Sample SD0.4 - 0.6Meets acceptable precision in external settings
    LinearitySlope0.984Slope close to 1
    Intercept1.909Small intercept
    0.9975High linearity
    Clinical Testing (Method Comparison)Slope1.032Slope close to 1
    Intercept-0.626Small intercept
    R0.997High correlation with predicate
    LoB, LoD, LoQLoB / LoD / LoQ2 / 3 / 10Within expected low detection/quantification limits
    pHInternal Precision (Whole Blood)Total %CV0.1% - 0.2%Meets acceptable precision
    Reproducibility (Aqueous Controls, POC)Reproducibility SD0.003 - 0.008Meets acceptable reproducibility
    External Precision (Whole Blood, POC)Within Sample SD0.007 - 0.009Meets acceptable precision in external settings
    LinearitySlope1.006Slope close to 1
    Intercept-0.042Small intercept
    0.9996High linearity
    Clinical Testing (Method Comparison)Slope1.006Slope close to 1
    Intercept-0.038Small intercept
    R0.995High correlation with predicate
    LoB, LoD, LoQLoB / LoD / LoQ8.69 / 8.62 / 8.06Within expected low detection/quantification limits (Note: pH limits appear inverted here compared to typical reportable ranges, indicating potential for very high or very low pH detection)
    pCO2Internal Precision (Whole Blood)Total %CV1.2% - 4.8%Meets acceptable precision
    (mmHg)Reproducibility (Aqueous Controls, POC)Reproducibility SD or %CVSD: 0.4 - 2.5; %CV: 2.1% - 2.8% (for CVP/PVP levels)Meets acceptable reproducibility
    External Precision (Whole Blood, POC)Within Sample SD or %CVSD: 0.7 - 1.2; %CV: 1.4% - 1.6%Meets acceptable precision in external settings
    LinearitySlope1.030Slope close to 1
    Intercept-0.843Small intercept
    0.9994High linearity
    Clinical Testing (Method Comparison)Slope1.000Slope close to 1
    Intercept0.000Small intercept
    R0.996High correlation with predicate
    LoB, LoD, LoQLoB / LoD / LoQ1 / 3 / 3Within expected low detection/quantification limits

    Study Details:

    1. Sample Size Used for the Test Set and Data Provenance:

      • Internal Precision Study – Whole Blood: 5 concentrations of whole blood per analyte, run on 3 analyzers for 5 days, 8 replicates per run per level (N=120 per level/analyte).
      • Reproducibility Study with Aqueous Controls – Point-of-Care (POC) Setting: 7 levels (Glucose, Lactate) or 6 levels (Hct, pH, pCO2) of quality control material, run in triplicate, twice a day for 5 days (30 replicates per level). Pooled N=90 across 3 sites for each control level for each analyte.
      • External Precision – Whole Blood: Various N values per analyte and POC site, ranging from 3 to 198 (pooled). The text states "Less than 10% of samples included in the study were contrived." This indicates the majority are real patient samples.
      • LoB, LoD, and LoQ: Not specified how many physical samples, but performed using three (3) lots of GEM Premier ChemSTAT PAKs (cartridges).
      • Linearity: Minimum of 9 levels per analyte (whole blood spiked or diluted). Each blood level analyzed in triplicate on six (6) GEM Premier ChemSTAT test analyzers (except pH and pCO2, which were tested on 3 analyzers). N per level: 18 for Glucose, Lactate, Hematocrit; 9 for pH, pCO2.
      • Analytical Specificity: Not explicitly stated N, but various test substances were screened at specified concentrations.
      • Clinical Testing (Method Comparison):
        • Glucose: N=432
        • Lactate: N=432
        • Hematocrit: N=431
        • pH: N=552
        • pCO2: N=559
        • Provenance: Lithium heparinized whole blood patient samples from the intended use population. Samples from three (3) external point-of-care (POC) sites and an internal Customer Simulation Laboratory (CSL). Less than 10% of samples were contrived. This implies the data is a mix of prospective (patient samples from POC sites) and potentially some retrospective (if sourced from a biobank, though "patient samples" often implies prospective collection for the study) and/or controlled spiked samples. The specific country of origin is not stated but "external point-of-care (POC) sites" and "internal Customer Simulation Laboratory (CSL) at IL" (Instrumentation Laboratory Co., Bedford, MA) suggest US-based data.
    2. Number of Experts Used to Establish the Ground Truth for the Test Set and Their Qualifications:

      • This document describes in vitro diagnostic (IVD) device performance against established analytical methods and a predicate device, not an AI/ML device relying on human expert interpretation of images. Therefore, the concept of "experts establishing ground truth" in the sense of radiologists or pathologists for an AI model's output does not directly apply here.
      • The "ground truth" for the test set values (sample concentrations) for analytes like Glucose, Lactate, Hct, pH, and pCO2 would typically be established by a reference method or the established predicate device (GEM Premier 4000) itself, which is considered the "truth" for comparison in the method comparison study. The laboratory professionals operating these devices and following standard protocols implicitly ensure the accuracy of these reference values.
      • For the reproducibility study, "nine (9) different operators" were involved at "three (3) external clinical point-of-care (POC) sites". These would be healthcare professionals (e.g., nurses, lab technicians) trained to use the device. Their qualifications are not specified beyond being "health care professionals."
    3. Adjudication Method for the Test Set:

      • Adjudication methods (like 2+1, 3+1) are typically used in studies involving subjective human interpretation of data, often for diagnostic image analysis where disagreement among readers needs resolution.
      • For an IVD device measuring quantitative analytes, the "ground truth" is typically the result from a reference standard instrument or method. Discrepancies are usually investigated through analytical means (re-testing, troubleshooting) rather than human adjudication of interpretive differences. The document does not mention any such adjudication process.
    4. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was Done, and Effect Size:

      • No, an MRMC study was not done. MRMC studies are specifically designed for evaluating diagnostic tools where human readers interpret cases, often with and without AI assistance (e.g., radiology AI).
      • This submission is for an IVD device for quantitative measurements of analytes, not an AI/ML-driven diagnostic imaging device. Therefore, the concept of "human readers improve with AI vs without AI assistance" is not relevant here.
    5. If a Standalone (i.e., algorithm only without human-in-the-loop performance) was Done:

      • This device is an IVD instrument, not an algorithm/software in the typical AI sense. Its performance (accuracy, precision, linearity) is inherently "standalone" in how it processes a blood sample to produce a result, without needing human "in-the-loop" interpretation of the measurement itself.
      • Clinical testing (method comparison) directly assesses the device's standalone performance against a predicate device.
    6. The Type of Ground Truth Used:

      • The ground truth for the analytical studies (precision, linearity, LoB/D/Q, specificity) is based on analytical standards, control materials with known concentrations, and comparison to a legally marketed predicate device (GEM Premier 4000).
      • For the clinical testing/method comparison, the predicate device (GEM Premier 4000) provides the comparative "ground truth" for patient samples, ensuring the new device yields comparable results within acceptable ranges. This is a common approach for IVD substantial equivalence.
    7. The Sample Size for the Training Set:

      • This document describes a conventional IVD device, not an AI/ML device that requires a "training set" in the machine learning sense. The device is based on established electrochemical and conductivity principles (Amperometry, Potentiometry, Conductivity), not on learning from a large dataset.
      • Therefore, there is no explicit "training set" size or process described. The "training" of such a device involves its initial design, calibration protocols, and quality control procedures during manufacturing, which are validated through the performance studies presented.
    8. How the Ground Truth for the Training Set Was Established:

      • As there is no "training set" in the AI/ML context, this question is not applicable to the GEM Premier ChemSTAT device as described. The "ground truth" for calibrating and setting up an IVD device's internal algorithms (e.g., sensor response curves, temperature compensation) would be established using traceable reference materials and industry-standard analytical methods during the device's development and manufacturing.
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